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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 9 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 DUHP DIMENSIONAL ETF TRUST 62,977.0 $2.3M 0.13% NEW $35.79 +11.2%
162 FBND FIDELITY MERRIMACK STR TR 49,362.0 $2.2M 0.13% NEW $45.53 -0.7%
163 ADP AUTOMATIC DATA PROCESSING IN Industrials 7,128.0 $2.2M 0.13% NEW $309.20 -27.9%
164 IJS ISHARES TR 21,516.0 $2.2M 0.13% NEW $100.65 +25.4%
165 WMT WALMART INC Consumer Defensive 21,911.0 $2.1M 0.12% NEW $97.97 +34.2%
166 CDNS CADENCE DESIGN SYSTEM INC Technology 5,845.0 $2.1M 0.12% NEW $364.57 -5.1%
167 IWM ISHARES TR 9,746.0 $2.1M 0.12% NEW $216.88 +27.3%
168 LRCX LAM RESEARCH CORP Technology 22,113.0 $2.1M 0.12% NEW $94.85 +200.2%
169 VWOB VANGUARD WHITEHALL FDS 31,690.0 $2.1M 0.12% NEW $65.45 +0.9%
170 FTEC FIDELITY COVINGTON TRUST 9,960.0 $2.0M 0.12% NEW $205.73 +30.1%
171 RTX RTX CORPORATION Industrials 13,212.0 $2.0M 0.12% NEW $154.62 +10.7%
172 DHR DANAHER CORPORATION Healthcare 10,294.0 $2.0M 0.12% NEW $197.16 -17.9%
173 BIL SPDR SERIES TRUST 21,650.0 $2.0M 0.12% NEW $91.75 -0.2%
174 AVDE AMERICAN CENTY ETF TR 26,632.0 $2.0M 0.11% NEW $73.56 +22.5%
175 AMAT APPLIED MATLS INC Technology 10,736.0 $1.9M 0.11% NEW $181.14 +128.3%
176 GBTC GRAYSCALE BITCOIN TRUST ETF Financial Services 22,848.0 $1.9M 0.11% NEW $85.06 -29.9%
177 UNP UNION PAC CORP Industrials 8,658.0 $1.9M 0.11% NEW $224.45 +20.5%
178 CAT CATERPILLAR INC Industrials 4,656.0 $1.9M 0.11% NEW $417.36 +107.0%
179 DIHP DIMENSIONAL ETF TRUST 65,967.0 $1.9M 0.11% NEW $29.08 +16.0%
180 VZ VERIZON COMMUNICATIONS INC Communication Services 44,541.0 $1.9M 0.11% NEW $42.79 +8.4%
Page 9 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%