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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 8 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 SPGP INVESCO EXCHANGE TRADED FD T 25,858.0 $2.8M 0.16% NEW $108.94 +6.8%
142 DYNF BLACKROCK ETF TRUST 49,835.0 $2.8M 0.16% NEW $55.99 +18.1%
143 MGK VANGUARD WORLD FD 7,270.0 $2.8M 0.16% NEW $380.03 -76.8%
144 ARKF ARK ETF TR 54,004.0 $2.7M 0.16% NEW $50.24 -19.0%
145 IWP ISHARES TR 19,194.0 $2.7M 0.16% NEW $139.64 -2.6%
146 ANET ARISTA NETWORKS INC Technology 21,644.0 $2.7M 0.15% NEW $123.22 +15.0%
147 EFV ISHARES TR 41,692.0 $2.6M 0.15% NEW $63.34 +23.5%
148 OEF ISHARES TR 8,372.0 $2.6M 0.15% NEW $312.91 +17.9%
149 GE GE AEROSPACE Industrials 9,189.0 $2.5M 0.14% NEW $269.56 +4.4%
150 HD HOME DEPOT INC Consumer Cyclical 6,694.0 $2.5M 0.14% NEW $367.33 -19.0%
151 DFIC DIMENSIONAL ETF TRUST 79,259.0 $2.5M 0.14% NEW $30.93 +21.8%
152 QQQM INVESCO EXCH TRADED FD TR II 10,728.0 $2.4M 0.14% NEW $227.76 +27.6%
153 IBM INTERNATIONAL BUSINESS MACHS Technology 9,373.0 $2.4M 0.14% NEW $259.43 -15.5%
154 XLY SELECT SECTOR SPDR TR 10,806.0 $2.4M 0.14% NEW $221.31 -47.4%
155 VGT VANGUARD WORLD FD 3,404.0 $2.3M 0.14% NEW $687.58 -83.7%
156 MUB ISHARES TR 22,456.0 $2.3M 0.14% NEW $104.05 +2.0%
157 JMST J P MORGAN EXCHANGE TRADED F 45,518.0 $2.3M 0.14% NEW $50.99 -0.2%
158 VRTX VERTEX PHARMACEUTICALS INC Healthcare 5,087.0 $2.3M 0.14% NEW $456.16 -4.2%
159 SCHZ SCHWAB STRATEGIC TR 97,909.0 $2.3M 0.13% NEW $23.12 -0.9%
160 DGT SPDR SERIES TRUST 15,018.0 $2.3M 0.13% NEW $150.43 +21.7%
Page 8 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%