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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 7 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SCHG SCHWAB STRATEGIC TR 116,385.0 $3.5M 0.20% NEW $29.94 +13.8%
122 IVE ISHARES TR 17,571.0 $3.5M 0.20% NEW $196.92 +13.7%
123 IWY ISHARES TR 13,336.0 $3.4M 0.20% NEW $255.55 +13.8%
124 COWZ PACER FDS TR 61,697.0 $3.4M 0.20% NEW $55.14 +15.1%
125 BAC BANK AMERICA CORP Financial Services 71,227.0 $3.4M 0.20% NEW $47.27 +6.9%
126 DE DEERE & CO Industrials 6,373.0 $3.3M 0.19% NEW $523.62 +7.8%
127 EMB ISHARES TR 35,911.0 $3.3M 0.19% NEW $92.67 +2.2%
128 SPTS SPDR SERIES TRUST 113,252.0 $3.3M 0.19% NEW $29.17 -0.6%
129 CVX CHEVRON CORP NEW Energy 21,793.0 $3.3M 0.19% NEW $151.02 +28.9%
130 USFR WISDOMTREE TR 65,267.0 $3.3M 0.19% NEW $50.33 +0.2%
131 TIP ISHARES TR 29,741.0 $3.3M 0.19% NEW $109.68 +0.8%
132 BUG GLOBAL X FDS 93,881.0 $3.3M 0.19% NEW $34.65 -5.6%
133 URI UNITED RENTALS INC Industrials 3,677.0 $3.2M 0.19% NEW $881.54 +8.6%
134 SHY ISHARES TR 39,186.0 $3.2M 0.19% NEW $82.62 -0.6%
135 VEEV VEEVA SYS INC Healthcare 11,195.0 $3.2M 0.18% NEW $284.20 -42.5%
136 T AT&T INC Communication Services 113,962.0 $3.1M 0.18% NEW $27.49 -11.0%
137 VGSH VANGUARD SCOTTSDALE FDS 52,271.0 $3.1M 0.18% NEW $58.69 -0.8%
138 ABT ABBOTT LABS Healthcare 23,179.0 $3.0M 0.18% NEW $130.45 -33.5%
139 AMD ADVANCED MICRO DEVICES INC Technology 16,362.0 $2.9M 0.17% NEW $175.14 +139.2%
140 USMV ISHARES TR 30,566.0 $2.8M 0.17% NEW $93.06 +2.6%
Page 7 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%