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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 26 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 ADI ANALOG DEVICES INC Technology 1,343.0 $310K 0.02% NEW $230.93 +81.3%
502 XLB SELECT SECTOR SPDR TR 3,521.0 $309K 0.02% NEW $87.74 -42.8%
503 RSPG INVESCO EXCHANGE TRADED FD T 4,021.0 $306K 0.02% NEW $76.07 +43.8%
504 KEY KEYCORP Financial Services 17,113.0 $306K 0.02% NEW $17.86 +17.8%
505 GOVT ISHARES TR 13,256.0 $303K 0.02% NEW $22.86 -1.3%
506 XLSR SSGA ACTIVE TR 5,408.0 $303K 0.02% NEW $56.03 +16.3%
507 INGERSOLL RAND INC 3,566.0 $302K 0.02% NEW $84.64
508 PHO INVESCO EXCHANGE TRADED FD T 4,274.0 $301K 0.02% NEW $70.47 -7.9%
509 ARM ARM HOLDINGS PLC Technology 2,088.0 $301K 0.02% NEW $144.04 +49.3%
510 ADSK AUTODESK INC Technology 987.0 $299K 0.02% NEW $303.11 -19.7%
511 CARR CARRIER GLOBAL CORPORATION Industrials 4,313.0 $299K 0.02% NEW $69.26 -6.9%
512 APD AIR PRODS & CHEMS INC Basic Materials 1,039.0 $299K 0.02% NEW $287.30 +2.1%
513 JAVA J P MORGAN EXCHANGE TRADED F 4,541.0 $298K 0.02% NEW $65.67 +15.3%
514 AMT AMERICAN TOWER CORP NEW Real Estate 1,422.0 $298K 0.02% NEW $209.36 -15.3%
515 SHV ISHARES TR 2,673.0 $295K 0.02% NEW $110.41 -0.1%
516 MPC MARATHON PETE CORP Energy 1,716.0 $289K 0.02% NEW $168.29 +51.5%
517 CAVA CAVA GROUP INC Consumer Cyclical 3,389.0 $289K 0.02% NEW $85.15 -6.2%
518 XLRE SELECT SECTOR SPDR TR 6,965.0 $288K 0.02% NEW $41.41 +5.6%
519 PCT PURECYCLE TECHNOLOGIES INC Industrials 21,432.0 $287K 0.02% NEW $13.41 -6.1%
520 UTG REAVES UTIL INCOME FD Financial Services 7,480.0 $286K 0.02% NEW $38.28 +6.7%
Page 26 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%