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Portfolio (Quarterly) Guide ↗

Sowell Financial Services LLC

· CIK 0001633697
13F Portfolio $2.7B AUM 1,106 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 113 New 531 Added 324 Reduced 75 Exited
Page 38 of 56  ·  1,106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 ARCC ARES CAPITAL CORP Financial Services 18,513.0 $375K 0.01% +3K +22.2% $20.23 -7.4%
742 ATO ATMOS ENERGY CORP Utilities 2,227.0 $373K 0.01% +137.0 +6.6% $167.65 +5.1%
743 HTGC HERCULES CAPITAL INC Financial Services 19,725.0 $371K 0.01% +4K +22.4% $18.82 -18.4%
744 EWX SPDR INDEX SHS FDS 5,646.0 $371K 0.01% $65.66 +10.3%
745 THRO BLACKROCK ETF TRUST 9,608.0 $370K 0.01% +227.0 +2.4% $38.56 +9.7%
746 NVT NVENT ELECTRIC PLC Industrials 3,629.0 $370K 0.01% +1K +39.4% $101.97 +59.1%
747 PFO FLAHERTY & CRUMRINE PFD INCO Financial Services 39,073.0 $369K 0.01% $9.45 -4.3%
748 PPL PPL CORP Utilities 10,524.0 $369K 0.01% +637.0 +6.4% $35.02 +1.2%
749 TOTALENERGIES SE 5,627.0 $368K 0.01% NEW $65.42
750 FOCT FIRST TR EXCHNG TRADED FD VI 7,450.0 $365K 0.01% -1K -14.8% $48.99 +5.3%
751 IWB ISHARES TR 975.0 $364K 0.01% -40.0 -3.9% $373.62 +7.9%
752 FDEC FIRST TR EXCHNG TRADED FD VI 7,085.0 $363K 0.01% -1K -14.4% $51.18 +5.2%
753 FJAN FIRST TR EXCHNG TRADED FD VI 7,007.0 $363K 0.01% -1K -17.1% $51.75 +5.1%
754 FBTC FIDELITY WISE ORIGIN BITCOIN Financial Services 4,749.0 $362K 0.01% -32K -87.1% $76.24 -11.8%
755 AON AON PLC Financial Services 1,017.0 $359K 0.01% +59.0 +6.2% $352.82 -9.2%
756 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 1,401.0 $359K 0.01% +20.0 +1.4% $256.03 -7.9%
757 AJG GALLAGHER ARTHUR J & CO Financial Services 1,382.0 $358K 0.01% -263.0 -16.0% $258.79 -21.8%
758 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 1,738.0 $357K 0.01% +65.0 +3.9% $205.60 +3.0%
759 FICO FAIR ISAAC CORP Technology 210.0 $355K 0.01% $1690.62 -28.1%
760 INSM INSMED INC Healthcare 2,031.0 $353K 0.01% -379.0 -15.7% $174.04 -37.9%
Page 38 of 56  ·  1,106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.3%
Financial Services 26.3%
Consumer Cyclical 8.9%
Communication Services 7.1%
Healthcare 6.7%
Industrials 6.5%
Consumer Defensive 6.4%
Energy 4.4%
Utilities 2.2%
Real Estate 1.8%