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Portfolio (Quarterly) Guide ↗

RFG Advisory, LLC

· CIK 0001633387
13F Portfolio $5.4B AUM 1,037 positions Filed Apr 20, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 474 Added 342 Reduced 96 Exited
Page 52 of 52  ·  1,037 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 22,373.0 $169K 0.00% +4K +18.6% $7.54 +3.2%
1022 USAR USA RARE EARTH INC Basic Materials 10,702.0 $162K 0.00% NEW $15.14 +64.1%
1023 PML PIMCO MUN INCOME FD II Financial Services 19,820.0 $150K 0.00% +2K +12.5% $7.57 -2.2%
1024 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 26,190.0 $139K 0.00% +2K +8.6% $5.32 -2.1%
1025 PGZ PRINCIPAL REAL ESTATE INCOME Financial Services 13,774.0 $132K 0.00% -2K -14.3% $9.61 +0.9%
1026 BSOL BITWISE SOLANA STAKING ETF Financial Services 10,567.0 $117K 0.00% NEW $11.05 +9.1%
1027 JOBY JOBY AVIATION INC Industrials 14,004.0 $116K 0.00% +2K +12.3% $8.26 +28.8%
1028 CHW CALAMOS GBL DYN INCOME FUND Financial Services 15,412.0 $112K 0.00% -8K -34.2% $7.26 +19.0%
1029 OIA INVESCO MUNI INCOME OPP TRST Financial Services 18,199.0 $112K 0.00% +2K +10.6% $6.14 -1.6%
1030 USA LIBERTY ALL STAR EQUITY FD Financial Services 16,901.0 $94K 0.00% $5.55 +3.2%
1031 NIO NIO INC Consumer Cyclical 13,375.0 $81K 0.00% -2K -13.2% $6.03 +3.6%
1032 AVIR ATEA PHARMACEUTICALS INC Healthcare 14,875.0 $80K 0.00% $5.38 -23.8%
1033 UXRP PROSHARES TR 15,739.0 $58K 0.00% NEW $3.69 +8.4%
1034 BMEZ BLACKROCK HEALTH SCIENCES TE Financial Services 25,200.0 $49K 0.00% +24K +3118.4% $1.95 +610.3%
1035 CLOV CLOVER HEALTH INVESTMENTS CO Healthcare 20,000.0 $35K 0.00% NEW $1.76 +97.2%
1036 PRQR PROQR THRAPEUTICS N V Healthcare 19,000.0 $31K 0.00% -11K -36.7% $1.62 +4.9%
1037 PALISADE BIO INC 11,750.0 $21K NEW $1.75
Page 52 of 52  ·  1,037 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.9%
Financial Services 19.5%
Consumer Cyclical 10.8%
Healthcare 10.0%
Communication Services 8.4%
Industrials 7.5%
Consumer Defensive 5.2%
Energy 4.2%
Basic Materials 3.7%
Utilities 2.8%