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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $315M AUM 121 positions Filed Apr 22, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 17 New 27 Added 32 Reduced 16 Exited
Page 3 of 6  ·  109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 ORCL ORACLE CORP Technology 15,888.0 $2.3M 0.74% -2K -10.2% $147.11 +12.3%
42 ESGU ISHARES TR 16,331.0 $2.3M 0.73% +1K +7.8% $141.42 +13.6%
43 SCHB SCHWAB STRATEGIC TR 89,859.0 $2.3M 0.72% +9K +11.6% $25.10 +13.5%
44 SPY STATE STR SPDR S&P 500 ETF T Financial Services 3,393.0 $2.2M 0.70% +612.0 +22.0% $652.19 +12.5%
45 BERKSHIRE HATHAWAY INC DEL 3.0 $2.2M 0.68% $718140.00
46 DJAN FIRST TR EXCHNG TRADED FD VI 40,692.0 $1.7M 0.55% NEW $42.53 +6.3%
47 GOOGL ALPHABET INC Communication Services 5,357.0 $1.5M 0.49% +336.0 +6.7% $287.55 +20.4%
48 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 1,412.0 $1.4M 0.45% -80.0 -5.4% $996.73 -3.9%
49 MCK MCKESSON CORP Healthcare 1,600.0 $1.4M 0.44% $866.18 -11.8%
50 DNOV FIRST TR EXCHNG TRADED FD VI 28,381.0 $1.4M 0.43% $47.91 +6.4%
51 RTX RTX CORPORATION Industrials 6,519.0 $1.3M 0.40% -453.0 -6.5% $192.89 -3.4%
52 AAPL APPLE INC Technology 4,742.0 $1.2M 0.38% +475.0 +11.1% $253.82 +16.0%
53 V VISA INC Financial Services 3,832.0 $1.2M 0.37% $302.28 +8.0%
54 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 14,993.0 $1.1M 0.36% +10K +219.1% $76.16 +11.2%
55 VUG VANGUARD INDEX FDS 2,220.0 $970K 0.31% -1K -34.4% $436.79 -80.8%
56 AMZN AMAZON COM INC Consumer Cyclical 3,989.0 $831K 0.26% +2K +145.8% $208.27 +12.4%
57 EWZ ISHARES INC 21,534.0 $827K 0.26% -74K -77.6% $38.39 -11.0%
58 IJR ISHARES TR 6,167.0 $767K 0.24% NEW $124.31 +14.8%
59 VEA VANGUARD TAX-MANAGED FDS 11,587.0 $742K 0.24% -696.0 -5.7% $64.08 +9.5%
60 ESLT ELBIT SYS LTD Industrials 872.0 $740K 0.23% -564.0 -39.3% $849.09 -9.0%
Page 3 of 6  ·  109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.8%
Industrials 13.5%
Healthcare 12.5%
Technology 8.7%
Energy 8.7%
Basic Materials 5.1%
Communication Services 4.6%
Consumer Defensive 4.5%
Utilities 3.4%
Consumer Cyclical 1.2%