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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $315M AUM 121 positions Filed Apr 22, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 17 New 27 Added 32 Reduced 16 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 WFC WELLS FARGO & CO Financial Services 414,694.0 $33.0M 10.49% NEW $79.61 +5.3%
2 YMAR FIRST TR EXCHNG TRADED FD VI 250,672.0 $6.9M 2.18% NEW $27.35 +4.3%
3 FCX FREEPORT MCMORAN INC Basic Materials 54,312.0 $3.2M 1.01% NEW $58.78 +9.6%
4 ILMN ILLUMINA INC Healthcare 22,436.0 $2.8M 0.88% NEW $123.26 +33.8%
5 DJAN FIRST TR EXCHNG TRADED FD VI 40,692.0 $1.7M 0.55% NEW $42.53 +6.3%
6 IJR ISHARES TR 6,167.0 $767K 0.24% NEW $124.31 +14.8%
7 GEV GE VERNOVA INC Utilities 825.0 $721K 0.23% NEW $873.49 +18.5%
8 MRVL MARVELL TECHNOLOGY INC Technology 5,403.0 $535K 0.17% NEW $99.05 +181.7%
9 GD GENERAL DYNAMICS CORP Industrials 1,410.0 $484K 0.15% NEW $343.22 +2.1%
10 BWXT BWX TECHNOLOGIES INC Industrials 2,322.0 $475K 0.15% NEW $204.49 +2.6%
11 BIL SPDR SERIES TRUST 5,025.0 $460K 0.15% NEW $91.64 -0.1%
12 NEM NEWMONT CORP Basic Materials 3,153.0 $341K 0.11% NEW $108.24 -9.6%
13 AEM AGNICO EAGLE MINES LTD Basic Materials 1,650.0 $335K 0.11% NEW $202.98 -21.1%
14 MO ALTRIA GROUP INC Consumer Defensive 3,405.0 $228K 0.07% NEW $67.05 +6.8%
15 META META PLATFORMS INC Communication Services 356.0 $204K 0.07% NEW $572.17 -1.7%
16 EFV ISHARES TR 2,734.0 $203K 0.07% NEW $74.35 +2.1%
17 EIX EDISON INTL Utilities 2,749.0 $201K 0.06% NEW $73.19 -0.3%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.8%
Industrials 13.5%
Healthcare 12.5%
Technology 8.7%
Energy 8.7%
Basic Materials 5.1%
Communication Services 4.6%
Consumer Defensive 4.5%
Utilities 3.4%
Consumer Cyclical 1.2%