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Portfolio (Quarterly) Guide ↗

Tradewinds Capital Management, LLC

· CIK 0001616026
13F Portfolio $563M AUM 715 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 715 New
Page 7 of 36  ·  715 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 GLDM WORLD GOLD TR Financial Services 2,032.0 $161K 0.03% NEW $79.42 +8.5%
122 VKQ INVESCO MUNICIPAL TRUST Financial Services 15,938.0 $160K 0.03% NEW $10.04 -3.1%
123 EVRG EVERGY INC Utilities 1,800.0 $156K 0.03% NEW $86.43 -3.4%
124 VKI INVESCO ADVANTAGE MUN INCOME Financial Services 15,837.0 $150K 0.03% NEW $9.48 -5.8%
125 TECK TECK RESOURCES LTD Basic Materials 2,500.0 $149K 0.03% NEW $59.46 +6.6%
126 EWS ISHARES INC 5,019.0 $149K 0.03% NEW $29.61 +13.1%
127 PCAR PACCAR INC Industrials 1,229.0 $148K 0.03% NEW $120.12 +7.1%
128 SGOL ETFS GOLD TR Financial Services 3,820.0 $146K 0.03% NEW $38.23 +8.5%
129 NZF NUVEEN MUN CR INCOME FD Financial Services 11,508.0 $146K 0.03% NEW $12.68 -3.1%
130 PSK SPDR SERIES TRUST 4,710.0 $144K 0.03% NEW $30.53 -3.1%
131 AXON AXON ENTERPRISE INC Industrials 256.0 $144K 0.03% NEW $560.61 +11.0%
132 MOOG INC 337.0 $143K 0.03% NEW $423.84
133 RSPU INVESCO EXCHANGE TRADED FD T 1,702.0 $138K 0.03% NEW $81.11 -3.6%
134 FLKR FRANKLIN TEMPLETON ETF TR 2,088.0 $138K 0.03% NEW $66.08 -14.5%
135 VOE VANGUARD INDEX FDS 687.0 $136K 0.02% NEW $197.60 +6.1%
136 D DOMINION ENERGY INC Utilities 1,982.0 $135K 0.02% NEW $68.28 +0.9%
137 WM WASTE MGMT INC DEL Industrials 606.0 $135K 0.02% NEW $222.88 +0.8%
138 KMI KINDER MORGAN INC DEL Energy 4,182.0 $134K 0.02% NEW $31.97 +2.7%
139 DUHP DIMENSIONAL ETF TRUST 3,191.0 $133K 0.02% NEW $41.73 +1.5%
140 SLYV SPDR SERIES TRUST 1,218.0 $133K 0.02% NEW $109.11 +1.3%
Page 7 of 36  ·  715 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 40.0%
Technology 27.5%
Industrials 7.4%
Healthcare 6.4%
Consumer Cyclical 5.6%
Communication Services 4.0%
Energy 3.5%
Consumer Defensive 3.1%
Utilities 1.5%
Basic Materials 0.8%