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Portfolio (Quarterly) Guide ↗

Tradewinds Capital Management, LLC

· CIK 0001616026
13F Portfolio $563M AUM 715 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 715 New
Page 20 of 36  ·  715 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 QQQM INVESCO EXCH TRADED FD TR II 40.0 $12K 0.00% NEW $302.98 -2.6%
382 TLT ISHARES TR 140.0 $12K 0.00% NEW $86.42 -4.3%
383 ALAB ASTERA LABS INC Technology 25.0 $12K 0.00% NEW $483.04 -41.2%
384 NULV NUSHARES ETF TR 239.0 $12K 0.00% NEW $49.99 +7.0%
385 BX BLACKSTONE INC Financial Services 100.0 $12K 0.00% NEW $117.67 +23.5%
386 ESGE ISHARES INC 214.0 $12K 0.00% NEW $54.69 -3.0%
387 SPYM SPDR SERIES TRUST 133.0 $12K 0.00% NEW $87.89 +3.1%
388 SIRI SIRIUSXM HOLDINGS INC Communication Services 395.0 $12K 0.00% NEW $29.56 -3.0%
389 HXL HEXCEL CORP NEW Industrials 115.0 $12K 0.00% NEW $100.06 -0.9%
390 SPACE EXPLORATION TECHN CORP 67.0 $11K 0.00% NEW $170.87
391 ANNALY CAPITAL MANAGEMENT IN 500.0 $11K 0.00% NEW $22.36
392 HUT 8 CORP 96.0 $11K 0.00% NEW $115.45
393 GWRE GUIDEWIRE SOFTWARE INC Technology 90.0 $11K 0.00% NEW $123.06 +48.8%
394 PSLV SPROTT ASSET MANAGEMENT LP Financial Services 580.0 $11K 0.00% NEW $18.87 +13.4%
395 YUMC YUM CHINA HLDGS INC Consumer Cyclical 266.0 $11K 0.00% NEW $40.87 +16.4%
396 BIIB BIOGEN INC Healthcare 50.0 $11K 0.00% NEW $216.06 +1.0%
397 PAAS PAN AMERN SILVER CORP Basic Materials 235.0 $11K 0.00% NEW $44.79 +11.0%
398 TCAF T ROWE PRICE EXCHANGE-TRADED 246.0 $10K 0.00% NEW $41.10 +3.5%
399 HOOD ROBINHOOD MKTS INC Financial Services 100.0 $10K 0.00% NEW $100.28 -3.3%
400 NOW SERVICENOW INC Technology 101.0 $10K 0.00% NEW $99.29 +29.1%
Page 20 of 36  ·  715 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 40.0%
Technology 27.5%
Industrials 7.4%
Healthcare 6.4%
Consumer Cyclical 5.6%
Communication Services 4.0%
Energy 3.5%
Consumer Defensive 3.1%
Utilities 1.5%
Basic Materials 0.8%