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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $5.2B AUM 1,234 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 236 New 459 Added 418 Reduced 111 Exited
Page 61 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 PBYI PUMA BIOTECHNOLOGY INC Healthcare 13,862.0 $112K 0.00% -12K -46.7% $8.11 +14.1%
1202 DV DOUBLEVERIFY HLDGS INC Technology 10,098.0 $109K 0.00% NEW $10.84 +22.8%
1203 ORLA ORLA MNG LTD NEW Basic Materials 11,065.0 $108K 0.00% -9K -45.9% $9.79 -3.6%
1204 TDAY USA TODAY CO INC Communication Services 12,665.0 $108K 0.00% -331.0 -2.5% $8.55 -23.7%
1205 ILPT INDUSTRIAL LOGISTICS PPTYS T Real Estate 11,160.0 $99K 0.00% NEW $8.87 -6.8%
1206 QUBT QUANTUM COMPUTING INC Technology 10,052.0 $98K 0.00% +52.0 +0.5% $9.70 -16.3%
1207 RXST RXSIGHT INC Healthcare 18,803.0 $91K 0.00% $4.82 +26.5%
1208 OMEX ODYSSEY MARINE EXPL INC Industrials 105,140.0 $89K 0.00% +20K +23.5% $0.85 +0.9%
1209 NAUT NAUTILUS BIOTECHNOLOGY INC Healthcare 47,090.0 $88K 0.00% +3K +6.8% $1.87 -51.4%
1210 EGY VAALCO ENERGY INC Energy 16,207.0 $82K 0.00% +2K +11.6% $5.08 +19.3%
1211 ARRY ARRAY TECHNOLOGIES INC Energy 10,893.0 $81K 0.00% -242.0 -2.2% $7.41 -36.4%
1212 BLND BLEND LABS INC Technology 44,096.0 $75K 0.00% $1.71 -14.6%
1213 FINV FINVOLUTION GROUP Financial Services 15,051.0 $72K 0.00% -44K -74.6% $4.79 -8.9%
1214 KEEL KEEL INFRASTRUCTURE CORP Technology 12,560.0 $72K 0.00% NEW $5.74 -42.6%
1215 AMBP ARDAGH METAL PACKAGING S A Consumer Cyclical 14,734.0 $70K 0.00% +394.0 +2.8% $4.74 +10.2%
1216 RNXT RENOVORX INC Healthcare 63,940.0 $63K 0.00% $0.98 +32.4%
1217 SOC SABLE OFFSHORE CORP Energy 19,700.0 $61K 0.00% $3.08 +62.5%
1218 NAT NORDIC AMERICAN TANKERS LIMI Industrials 10,508.0 $58K 0.00% NEW $5.54 +26.9%
1219 RXRX RECURSION PHARMACEUTICALS IN Healthcare 14,861.0 $55K 0.00% NEW $3.67 -8.2%
1220 BBD BANCO BRADESCO S A Financial Services 13,853.0 $50K 0.00% NEW $3.64 -17.0%
Page 61 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.2%
Financial Services 14.2%
Healthcare 11.7%
Industrials 8.3%
Consumer Cyclical 8.0%
Communication Services 7.6%
Energy 3.7%
Basic Materials 3.6%
Consumer Defensive 3.3%
Real Estate 3.1%