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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $5.2B AUM 1,234 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 236 New 459 Added 418 Reduced 111 Exited
Page 57 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 STWD STARWOOD PPTY TR INC Real Estate 13,653.0 $230K 0.00% NEW $16.86 -2.5%
1122 GEVO GEVO INC Basic Materials 153,000.0 $230K 0.00% NEW $1.50 +0.0%
1123 PPA INVESCO EXCHANGE TRADED FD T 1,296.0 $229K 0.00% $176.72 -0.9%
1124 FDUS FIDUS INVT CORP Financial Services 12,000.0 $229K 0.00% -21K -63.3% $19.07 +3.5%
1125 SPEM SPDR INDEX SHS FDS 4,380.0 $227K 0.00% $51.78 +0.4%
1126 RTO RENTOKIL INITIAL PLC Industrials 7,916.0 $226K 0.00% -839.0 -9.6% $28.61 -18.2%
1127 UPST UPSTART HLDGS INC Financial Services 6,360.0 $225K 0.00% NEW $35.43 -19.5%
1128 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 10,497.0 $225K 0.00% $21.45 +19.2%
1129 PTC PTC INC Technology 1,981.0 $225K 0.00% -790.0 -28.5% $113.61 +35.5%
1130 PHIN PHINIA INC Consumer Cyclical 2,718.0 $224K 0.00% NEW $82.37 -13.3%
1131 ECPG ENCORE CAP GROUP INC Financial Services 2,397.0 $224K 0.00% NEW $93.29 +3.4%
1132 HRMY HARMONY BIOSCIENCES HLDGS IN Healthcare 6,115.0 $223K 0.00% NEW $36.41 +5.6%
1133 TTD THE TRADE DESK INC Technology 12,245.0 $221K 0.00% -24K -66.3% $18.08 -26.9%
1134 MEI METHODE ELECTRS INC Technology 11,643.0 $221K 0.00% -2K -13.8% $18.97 -25.0%
1135 EWI ISHARES INC 3,725.0 $221K 0.00% -156.0 -4.0% $59.24 +6.0%
1136 ARKF ARK ETF TR 5,555.0 $219K 0.00% $39.46 +12.0%
1137 AMBA AMBARELLA INC Technology 2,544.0 $218K 0.00% NEW $85.80 -15.0%
1138 XLU SELECT SECTOR SPDR TR 4,814.0 $218K 0.00% -3K -39.8% $45.34 -3.0%
1139 RGTI RIGETTI COMPUTING INC Technology 11,291.0 $218K 0.00% NEW $19.32 -18.4%
1140 MSOS ADVISORSHARES TR 42,827.0 $218K 0.00% +4K +9.3% $5.08 -7.6%
Page 57 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.2%
Financial Services 14.2%
Healthcare 11.7%
Industrials 8.3%
Consumer Cyclical 8.0%
Communication Services 7.6%
Energy 3.7%
Basic Materials 3.6%
Consumer Defensive 3.3%
Real Estate 3.1%