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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.7B AUM Filed Jan 28, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1191 New
Page 5 of 60  ·  1,191 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 HOOD ROBINHOOD MKTS INC Financial Services 79,092.0 $8.9M 0.19% NEW $113.10 -11.6%
82 SPGI S&P GLOBAL INC Financial Services 17,104.0 $8.9M 0.19% NEW $522.61 -13.7%
83 AJG GALLAGHER ARTHUR J & CO Financial Services 34,445.0 $8.9M 0.19% NEW $258.79 -1.9%
84 IWB ISHARES TR 23,765.0 $8.9M 0.19% NEW $373.45 +8.9%
85 EXPE EXPEDIA GROUP INC Consumer Cyclical 31,113.0 $8.8M 0.19% NEW $283.32 -5.1%
86 AXP AMERICAN EXPRESS CO Financial Services 23,672.0 $8.8M 0.18% NEW $369.95 -3.9%
87 AMD ADVANCED MICRO DEVICES INC Technology 40,875.0 $8.8M 0.18% NEW $214.16 +131.5%
88 UNH UNITEDHEALTH GROUP INC Healthcare 26,441.0 $8.7M 0.18% NEW $330.12 +29.1%
89 CRM SALESFORCE INC Technology 32,346.0 $8.6M 0.18% NEW $265.36 -35.6%
90 ABT ABBOTT LABS Healthcare 68,036.0 $8.5M 0.18% NEW $125.29 -19.7%
91 COF CAPITAL ONE FINL CORP Financial Services 35,141.0 $8.5M 0.18% NEW $242.37 -14.2%
92 QCOM QUALCOMM INC Technology 48,825.0 $8.4M 0.18% NEW $171.05 +0.4%
93 NEW GOLD INC CDA 945,627.0 $8.2M 0.17% NEW $8.71
94 PM PHILIP MORRIS INTL INC Consumer Defensive 50,768.0 $8.2M 0.17% NEW $161.86 +19.2%
95 MRK MERCK & CO INC Healthcare 77,418.0 $8.2M 0.17% NEW $106.08 +20.2%
96 NEM NEWMONT CORP Basic Materials 81,938.0 $8.2M 0.17% NEW $99.85 -10.2%
97 IWF ISHARES TR 17,004.0 $8.0M 0.17% NEW $473.31 -74.8%
98 INTU INTUIT Technology 11,994.0 $7.9M 0.17% NEW $662.46 -56.1%
99 MDT MEDTRONIC PLC Healthcare 80,968.0 $7.8M 0.17% NEW $96.80 -14.0%
100 SYF SYNCHRONY FINANCIAL Financial Services 93,916.0 $7.8M 0.17% NEW $83.43 -11.8%
Page 5 of 60  ·  1,191 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.9%
Financial Services 15.5%
Healthcare 10.8%
Consumer Cyclical 9.4%
Communication Services 9.1%
Industrials 7.7%
Basic Materials 3.8%
Consumer Defensive 3.4%
Energy 3.4%
Real Estate 3.0%