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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $5.2B AUM 1,234 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 236 New 459 Added 418 Reduced 111 Exited
Page 12 of 12  ·  236 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 MNTK MONTAUK RENEWABLES INC Utilities 119,801.0 $187K 0.00% NEW $1.56 +21.2%
222 STRATA CRITICAL MEDICAL INC 33,664.0 $177K 0.00% NEW $5.27
223 MLCO MELCO RESORTS AND ENTMNT LTD Consumer Cyclical 29,988.0 $158K 0.00% NEW $5.27 +1.5%
224 GNW GENWORTH FINL INC Financial Services 16,420.0 $155K 0.00% NEW $9.47 +4.1%
225 WLTH WEALTHFRONT CORP Technology 16,700.0 $149K 0.00% NEW $8.94 +2.5%
226 LI LI AUTO INC Consumer Cyclical 12,460.0 $146K 0.00% NEW $11.74 +10.1%
227 DV DOUBLEVERIFY HLDGS INC Technology 10,098.0 $109K 0.00% NEW $10.84 +22.8%
228 ILPT INDUSTRIAL LOGISTICS PPTYS T Real Estate 11,160.0 $99K 0.00% NEW $8.87 -6.0%
229 KEEL KEEL INFRASTRUCTURE CORP Technology 12,560.0 $72K 0.00% NEW $5.74 -40.9%
230 NAT NORDIC AMERICAN TANKERS LIMI Industrials 10,508.0 $58K 0.00% NEW $5.54 +26.2%
231 RXRX RECURSION PHARMACEUTICALS IN Healthcare 14,861.0 $55K 0.00% NEW $3.67 -9.0%
232 BBD BANCO BRADESCO S A Financial Services 13,853.0 $50K 0.00% NEW $3.64 -18.2%
233 CRON CRONOS GROUP INC Healthcare 15,000.0 $42K 0.00% NEW $2.78 +15.8%
234 BIVI BIOVIE INC Healthcare 11,300.0 $22K NEW $1.94 -4.1%
235 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 10,325.0 $17K NEW $1.68 -26.8%
236 OPTT OCEAN PWR TECHNOLOGIES INC Industrials 21,000.0 $6K NEW $0.26 -28.1%
Page 12 of 12  ·  236 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.2%
Financial Services 14.2%
Healthcare 11.7%
Industrials 8.3%
Consumer Cyclical 8.0%
Communication Services 7.6%
Energy 3.7%
Basic Materials 3.6%
Consumer Defensive 3.3%
Real Estate 3.1%