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Portfolio (Quarterly) Guide ↗

UBS Group AG

· CIK 0001610520
13F Portfolio $666.3B AUM 22,771 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1524 New 4680 Added 3762 Reduced 1551 Exited
Page 74 of 77  ·  1,524 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 INVESTMENT MANAGERS SER TR I 2.0 $33.0 NEW $16.50
1462 AMID EA SERIES TRUST 1.0 $32.0 NEW $32.00 +5.8%
1463 CO2 ENERGY TRANSITION CORP 421.0 $32.0 NEW $0.08
1464 PULM PULMATRIX INC Healthcare 23.0 $30.0 NEW $1.30 -3.8%
1465 THEMES ETF TR 52.0 $30.0 NEW $0.58
1466 AIM ETF PRODUCTS TRUST 1.0 $29.0 NEW $29.00
1467 PROCAP FINL INC 102.0 $29.0 NEW $0.28
1468 INVESTMENT MANAGERS SER TR I 2.0 $28.0 NEW $14.00
1469 RJDI CARILLON SER TR 1.0 $27.0 NEW $27.00 +6.4%
1470 ORLG THEMES ETF TR 2.0 $27.0 NEW $13.50 -1.3%
1471 IVSS ETF OPPORTUNITIES TRUST 1.0 $26.0 NEW $26.00 +6.7%
1472 BTR NORTHERN LTS FD TR II 1.0 $26.0 NEW $26.00 +4.6%
1473 SJCP MANAGER DIRECTED PORTFOLIOS 1.0 $25.0 NEW $25.00 -0.1%
1474 NUSB NUSHARES ETF TR 1.0 $25.0 NEW $25.00 +0.9%
1475 GAID GUINNESS ATKINSON FDS 1.0 $23.0 NEW $23.00 +5.8%
1476 KRANESHARES TRUST 1.0 $23.0 NEW $23.00
1477 UONEK URBAN ONE INC Communication Services 4.0 $22.0 NEW $5.50 -5.5%
1478 FFF FOUNDER FUNDS TR 1.0 $21.0 NEW $21.00 +10.0%
1479 SRET GLOBAL X FDS 1.0 $21.0 NEW $21.00 +5.5%
1480 FUTURE VISION II ACQUISITION 2.0 $21.0 NEW $10.50
Page 74 of 77  ·  1,524 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.2%
Financial Services 17.5%
Industrials 11.0%
Healthcare 9.8%
Consumer Cyclical 9.1%
Communication Services 7.5%
Energy 5.5%
Consumer Defensive 4.8%
Basic Materials 2.7%
Utilities 2.7%