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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 47 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 PLUG PLUG PWR INC Industrials 11,960.0 $27K 0.00% -860.0 -6.7% $2.26 +67.7%
922 IAUX I-80 GOLD CORP Basic Materials 12,500.0 $19K 0.00% NEW $1.52 +3.3%
923 PSQH PSQ HOLDINGS INC Technology 32,007.0 $17K 0.00% NEW $0.53 +13.3%
924 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 10,000.0 $14K 0.00% $1.40 +55.7%
925 SPY PUT STATE STR SPDR S&P 500 ETF T Financial Services 4.0 $10K NEW $2500.00 -70.4%
926 DHT CALL DHT HOLDINGS INC Energy 20.0 $2K NEW $120.00 -85.1%
927 PLTR PUT PALANTIR TECHNOLOGIES INC Technology 7.0 $2K -693.0 -99.0% $249.00 -46.3%
Page 47 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%