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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 47 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 QQQ PUT INVESCO QQQ TR Financial Services 400.0 $2K NEW $4.39 +16048.5%
922 AVGO CALL BROADCOM INC Technology 100.0 $1K NEW $13.00 +3170.7%
923 RSP CALL INVESCO EXCHANGE TRADED FD T 1,200.0 $1K NEW $1.05 +19096.2%
Page 47 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%