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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 45 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 17,600.0 $152K 0.01% $8.62 +3.6%
882 SMR NUSCALE PWR CORP Utilities 13,710.0 $149K 0.01% NEW $10.84 +11.3%
883 EVV EATON VANCE LIMITED DURATION Financial Services 15,340.0 $145K 0.01% -3K -16.3% $9.45 -2.7%
884 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 13,980.0 $144K 0.01% +142.0 +1.0% $10.30 +1.0%
885 UEC URANIUM ENERGY CORP Energy 10,611.0 $143K 0.01% +300.0 +2.9% $13.50 +9.7%
886 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 12,377.0 $136K 0.01% +2K +19.1% $10.98 +2.3%
887 OAKTREE SPECIALTY LENDING 11,932.0 $135K 0.01% $11.30
888 DLO DLOCAL LTD Technology 10,305.0 $134K 0.01% $12.97 -2.4%
889 HLN HALEON PLC Healthcare 12,759.0 $128K 0.01% -4K -21.9% $10.01 -11.0%
890 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 12,914.0 $124K 0.01% NEW $9.60 +2.0%
891 BCX BLACKROCK RES & COMMODITIES Financial Services 10,205.0 $123K 0.01% $12.05 -1.4%
892 MITT TPG MTG INVTS TR INC Real Estate 16,601.0 $121K 0.01% $7.31 +5.6%
893 MMU WESTERN ASSET MANAGED MUNS F Financial Services 11,772.0 $121K 0.01% +1K +11.6% $10.28 -1.6%
894 QS QUANTUMSCAPE CORP Consumer Cyclical 18,950.0 $121K 0.01% -1K -5.0% $6.38 +34.8%
895 JOBY JOBY AVIATION INC Industrials 14,625.0 $121K 0.01% -9K -37.3% $8.26 +28.8%
896 PGX INVESCO EXCH TRADED FD TR II 10,565.0 $115K 0.01% +69.0 +0.7% $10.88 +1.5%
897 PUTNAM ETF TRUST 14,672.0 $114K 0.01% $7.79
898 PHK PIMCO HIGH INCOME FD Financial Services 24,500.0 $113K 0.01% $4.63 -2.8%
899 PSKY PARAMOUNT SKYDANCE CORP Communication Services 12,052.0 $109K 0.01% -9K -43.7% $9.02 +12.1%
900 AQN ALGONQUIN POWER & UTILITIES Utilities 17,200.0 $106K 0.01% $6.14 -6.4%
Page 45 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%