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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 44 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 SPDN DIREXION SHS ETF TR 18,655.0 $176K 0.01% NEW $9.43 -6.7%
862 VTRS VIATRIS INC Healthcare 13,962.0 $174K 0.01% NEW $12.45 +38.6%
863 NIKL SPROTT FDS TR 10,650.0 $168K 0.01% NEW $15.73 +2.1%
864 KOS KOSMOS ENERGY LTD Energy 183,950.0 $167K 0.01% NEW $0.91 +222.9%
865 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 17,600.0 $167K 0.01% NEW $9.48 -5.8%
866 HLN HALEON PLC Healthcare 16,334.0 $165K 0.01% NEW $10.11 -11.9%
867 USAR USA RARE EARTH INC Basic Materials 13,848.0 $165K 0.01% NEW $11.90 +108.7%
868 S SENTINELONE INC Technology 10,500.0 $158K 0.01% NEW $15.00 +10.1%
869 IHD VOYA EMERGING MKTS HIGH DIVI Financial Services 24,900.0 $156K 0.01% NEW $6.27 +14.2%
870 OAKTREE SPECIALTY LENDING CO 11,932.0 $152K 0.01% NEW $12.74
871 NRK NUVEEN NEW YORK AMT QLT MUNI Financial Services 14,900.0 $150K 0.01% NEW $10.09 +3.3%
872 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 13,838.0 $148K 0.01% NEW $10.70 -2.8%
873 DLO DLOCAL LTD Technology 10,305.0 $146K 0.01% NEW $14.14 -10.5%
874 BOE BLACKROCK ENHANCED GLOBAL DI Financial Services 12,410.0 $145K 0.01% NEW $11.71 -1.4%
875 MITT TPG MTG INVTS TR INC Real Estate 16,601.0 $141K 0.01% NEW $8.52 -9.4%
876 AMCOR PLC 16,679.0 $139K 0.01% NEW $8.34
877 NAT NORDIC AMERICAN TANKERS LIMI Industrials 38,436.0 $132K 0.01% NEW $3.44 +60.2%
878 GENI GENIUS SPORTS LIMITED Communication Services 11,150.0 $123K 0.01% NEW $11.02 -62.3%
879 CRF CORNERSTONE TOTAL RETURN FD Financial Services 15,309.0 $123K 0.01% NEW $8.01 -10.2%
880 UEC URANIUM ENERGY CORP Energy 10,311.0 $120K 0.01% NEW $11.68 +26.8%
Page 44 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%