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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 43 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 IYG ISHARES TR 2,543.0 $211K 0.01% +139.0 +5.8% $82.85 +4.0%
842 WDS WOODSIDE ENERGY GROUP LTD Energy 8,821.0 $211K 0.01% NEW $23.88 -6.5%
843 FXU FIRST TR EXCHANGE-TRADED FD 4,240.0 $210K 0.01% -4K -45.7% $49.59 -4.9%
844 RDDT REDDIT INC Communication Services 1,554.0 $209K 0.01% -504.0 -24.5% $134.65 +16.1%
845 URA GLOBAL X FDS 4,318.0 $209K 0.01% NEW $48.43 +3.0%
846 OR OR ROYALTIES INC. Basic Materials 5,500.0 $209K 0.01% NEW $38.02 +0.9%
847 BLOCK INC 3,473.0 $209K 0.01% $60.18
848 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 23,929.0 $207K 0.01% -9K -26.9% $8.66 +6.4%
849 CALAMOS ETF TR 8,700.0 $207K 0.01% -2K -17.1% $23.75
850 TMDX TRANSMEDICS GROUP INC Healthcare 2,077.0 $206K 0.01% +211.0 +11.3% $99.41 -37.6%
851 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 18,705.0 $206K 0.01% $11.02 +1.0%
852 COPX GLOBAL X FDS 2,693.0 $206K 0.01% NEW $76.35 +8.8%
853 ELAN ELANCO ANIMAL HEALTH INC Healthcare 8,590.0 $206K 0.01% NEW $23.93 -9.6%
854 AGG ISHARES TR 2,062.0 $205K 0.01% NEW $99.29 -1.3%
855 OLN OLIN CORP Basic Materials 6,885.0 $205K 0.01% NEW $29.73 -6.7%
856 SOXX ISHARES TR 621.0 $204K 0.01% NEW $328.62 +55.0%
857 SYBT STOCK YDS BANCORP INC Financial Services 3,072.0 $204K 0.01% NEW $66.29 +5.7%
858 HIFS HINGHAM INSTN SVGS MASS Financial Services 709.0 $203K 0.01% $285.93 -7.3%
859 BLV VANGUARD BD INDEX FDS 2,947.0 $203K 0.01% -1K -28.3% $68.78 -2.3%
860 PRF INVESCO EXCHANGE TRADED FD T 4,261.0 $203K 0.01% NEW $47.53 +9.9%
Page 43 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%