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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 42 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 IYG ISHARES TR 2,404.0 $222K 0.01% NEW $92.25 -6.5%
822 NICE NICE LTD Technology 1,959.0 $221K 0.01% NEW $113.04 -22.2%
823 OCTT AIM ETF PRODUCTS TRUST 5,050.0 $220K 0.01% NEW $43.51 +5.5%
824 MUFG MITSUBISHI UFJ FINL GROUP IN Financial Services 13,850.0 $220K 0.01% NEW $15.86 +16.5%
825 IXC ISHARES TR 5,216.0 $219K 0.01% NEW $41.93 +33.7%
826 KVHI KVH INDS INC Technology 31,268.0 $218K 0.01% NEW $6.97 +56.4%
827 CPNG COUPANG INC Consumer Cyclical 9,230.0 $218K 0.01% NEW $23.59 -29.7%
828 YUMC YUM CHINA HLDGS INC Consumer Cyclical 4,546.0 $217K 0.01% NEW $47.75 -3.7%
829 MKC MCCORMICK & CO INC Consumer Defensive 3,165.0 $216K 0.01% NEW $68.11 -31.7%
830 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 34,179.0 $215K 0.01% NEW $6.30 -18.4%
831 MWA MUELLER WTR PRODS INC Industrials 8,975.0 $214K 0.01% NEW $23.82 +8.6%
832 SAP SAP SE Technology 880.0 $214K 0.01% NEW $242.91 -32.4%
833 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 1,281.0 $213K 0.01% NEW $166.01 +6.7%
834 LW LAMB WESTON HLDGS INC Consumer Defensive 5,066.0 $212K 0.01% NEW $41.89 +1.1%
835 SU SUNCOR ENERGY INC NEW Energy 4,782.0 $212K 0.01% NEW $44.36 +50.6%
836 EXC EXELON CORP Utilities 4,863.0 $212K 0.01% NEW $43.59 +1.9%
837 PNW PINNACLE WEST CAP CORP Utilities 2,387.0 $212K 0.01% NEW $88.70 +12.5%
838 GNRC GENERAC HLDGS INC Industrials 1,549.0 $211K 0.01% NEW $136.37 +102.7%
839 BLACKROCK MUNIVEST FD II INC 19,500.0 $211K 0.01% NEW $10.81
840 BALL BALL CORP Consumer Cyclical 3,977.0 $211K 0.01% NEW $52.97 +4.2%
Page 42 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%