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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 41 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 MISL FIRST TR EXCHANGE-TRADED FD 5,363.0 $240K 0.01% NEW $44.71 -0.6%
802 IBDR ISHARES TR 9,891.0 $240K 0.01% -394.0 -3.8% $24.24 -0.1%
803 IXN ISHARES TR 2,392.0 $239K 0.01% -53.0 -2.2% $99.98 +32.1%
804 SCHM SCHWAB STRATEGIC TR 7,621.0 $236K 0.01% $30.96 +9.7%
805 CRSP CRISPR THERAPEUTICS AG Healthcare 4,957.0 $236K 0.01% -90.0 -1.8% $47.57 +6.1%
806 BALL BALL CORP Consumer Cyclical 3,977.0 $235K 0.01% $59.11 -6.6%
807 HPE HEWLETT PACKARD ENTERPRISE C Technology 9,823.0 $234K 0.01% -417.0 -4.1% $23.81 +43.3%
808 IGM ISHARES TR 1,972.0 $234K 0.01% $118.48 +30.2%
809 EXC EXELON CORP Utilities 4,765.0 $234K 0.01% -98.0 -2.0% $49.02 -9.4%
810 USD PROSHARES TR 4,854.0 $233K 0.01% $47.95 +99.4%
811 WDAY WORKDAY INC Technology 1,782.0 $232K 0.01% NEW $129.92 -8.6%
812 SWK STANLEY BLACK & DECKER INC Industrials 3,247.0 $231K 0.01% -599.0 -15.6% $71.06 +8.9%
813 VMC VULCAN MATLS CO Basic Materials 846.0 $230K 0.01% -145.0 -14.6% $272.30 +1.0%
814 NUV NUVEEN MUN VALUE FD INC Financial Services 25,568.0 $230K 0.01% -500.0 -1.9% $8.99 +2.0%
815 L LOEWS CORP Financial Services 2,140.0 $228K 0.01% -150.0 -6.5% $106.74 -1.4%
816 PAAA PGIM ETF TR 4,463.0 $228K 0.01% NEW $51.18 +0.5%
817 ARTNA ARTESIAN RES CORP Utilities 7,150.0 $228K 0.01% $31.85 -1.6%
818 PGR PROGRESSIVE CORP Financial Services 1,145.0 $227K 0.01% -718.0 -38.5% $198.24 -1.2%
819 CTAS CINTAS CORP Industrials 1,338.0 $226K 0.01% -92.0 -6.4% $169.14 -1.9%
820 MAT MATTEL INC Consumer Cyclical 15,380.0 $223K 0.01% -7K -32.2% $14.53 +4.0%
Page 41 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%