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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 40 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 SPG SIMON PPTY GROUP INC NEW Real Estate 1,339.0 $250K 0.01% -9.0 -0.7% $186.54 +7.2%
782 GRBK GREEN BRICK PARTNERS INC Consumer Cyclical 3,875.0 $250K 0.01% -750.0 -16.2% $64.45 -3.8%
783 FV FIRST TR EXCHANGE TRADED FD 4,132.0 $250K 0.01% +148.0 +3.7% $60.44 +15.2%
784 EUSA ISHARES INC 2,449.0 $249K 0.01% $101.77 +6.8%
785 CSW INDUSTRIALS INC 951.0 $248K 0.01% $260.49
786 IWS ISHARES TR 1,699.0 $248K 0.01% -170.0 -9.1% $145.70 +6.7%
787 SH PROSHARES TR 6,500.0 $247K 0.01% NEW $37.93 -11.4%
788 PML PIMCO MUN INCOME FD II Financial Services 32,546.0 $246K 0.01% +2K +5.6% $7.57 -2.8%
789 DON WISDOMTREE TR 4,688.0 $246K 0.01% -95.0 -2.0% $52.53 +3.6%
790 NET CLOUDFLARE INC Technology 1,192.0 $246K 0.01% -311.0 -20.7% $206.34 -4.3%
791 BCS BARCLAYS PLC Financial Services 11,599.0 $245K 0.01% -1K -10.5% $21.16 +8.4%
792 CAH CARDINAL HEALTH INC Healthcare 1,161.0 $245K 0.01% $211.31 -5.5%
793 IXP ISHARES TR 2,132.0 $245K 0.01% +241.0 +12.7% $114.86 +7.7%
794 JIVE J P MORGAN EXCHANGE TRADED F 2,846.0 $244K 0.01% $85.64 +6.6%
795 CAIE CALAMOS ETF TR 9,670.0 $243K 0.01% +670.0 +7.4% $25.14 +8.6%
796 VFH VANGUARD WORLD FD 2,009.0 $243K 0.01% +27.0 +1.4% $120.83 +4.9%
797 EEM ISHARES TR 4,263.0 $242K 0.01% +600.0 +16.4% $56.79 +14.4%
798 NZF NUVEEN MUN CR INCOME FD Financial Services 19,771.0 $241K 0.01% +3K +20.7% $12.18 +0.1%
799 FOUR SHIFT4 PMTS INC Technology 5,485.0 $240K 0.01% NEW $43.73 -3.9%
800 DHT DHT HOLDINGS INC Energy 13,125.0 $240K 0.01% NEW $18.27 -3.4%
Page 40 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%