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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 37 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 IXC ISHARES TR 4,980.0 $287K 0.01% -236.0 -4.5% $57.61 -2.7%
722 UMBF UMB FINL CORP Financial Services 2,543.0 $287K 0.01% -400.0 -13.6% $112.81 +12.8%
723 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 4,053.0 $286K 0.01% -245.0 -5.7% $70.51 -22.2%
724 GNK GENCO SHIPPING & TRADING LTD Industrials 12,669.0 $286K 0.01% -2K -12.1% $22.55 +10.0%
725 LIONSGATE STUDIOS CORP 29,779.0 $286K 0.01% -37K -55.5% $9.59
726 INGERSOLL RAND INC 3,561.0 $285K 0.01% +310.0 +9.5% $80.12
727 NYT NEW YORK TIMES CO MTN BE Communication Services 3,400.0 $285K 0.01% -750.0 -18.1% $83.73 -9.8%
728 MRCY MERCURY SYS INC Industrials 3,900.0 $284K 0.01% -500.0 -11.4% $72.91 +29.7%
729 INSW INTERNATIONAL SEAWAYS INC Energy 3,895.0 $284K 0.01% -2K -37.3% $72.88 +17.3%
730 AVDE AMERICAN CENTY ETF TR 3,344.0 $284K 0.01% NEW $84.84 +5.4%
731 IWY ISHARES TR 1,137.0 $283K 0.01% $248.84 +17.5%
732 RKLB ROCKET LAB CORP Industrials 4,401.0 $283K 0.01% +611.0 +16.1% $64.22 +106.4%
733 CGMS CAPITAL GRP FIXED INCM ETF T 10,346.0 $282K 0.01% NEW $27.23 +0.4%
734 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 25,042.0 $281K 0.01% +6K +30.2% $11.23 +2.7%
735 ADEA ADEIA INC Technology 11,700.0 $281K 0.01% -200.0 -1.7% $24.03 +24.3%
736 MELI MERCADOLIBRE INC Consumer Cyclical 162.0 $280K 0.01% NEW $1729.02 -7.0%
737 ALCO ALICO INC Consumer Defensive 6,785.0 $280K 0.01% -2K -24.7% $41.26 -2.6%
738 XLB SELECT SECTOR SPDR TR 5,570.0 $278K 0.01% NEW $49.97 +0.7%
739 UNM UNUM GROUP Financial Services 3,791.0 $277K 0.01% $73.03 +10.8%
740 PLD PROLOGIS INC. Real Estate 2,091.0 $276K 0.01% -22.0 -1.0% $132.18 +7.9%
Page 37 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%