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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 36 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 HDV ISHARES TR 2,202.0 $299K 0.01% -60.0 -2.6% $135.72 -79.9%
702 ABEV AMBEV SA Consumer Defensive 102,000.0 $298K 0.01% -3K -3.2% $2.92 +6.8%
703 FRMI FERMI INC Utilities 51,000.0 $298K 0.01% NEW $5.84 +10.1%
704 FVD FIRST TR EXCHANGE-TRADED FD 6,319.0 $297K 0.01% $47.03 -0.2%
705 WULF TERAWULF INC Financial Services 20,500.0 $296K 0.01% NEW $14.43 +47.7%
706 NMT NUVEEN MASS QUALITY MUN INC Financial Services 23,960.0 $295K 0.01% +2K +9.1% $12.31 +4.0%
707 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 4,249.0 $295K 0.01% -274.0 -6.1% $69.37 +16.7%
708 TECHNIPFMC PLC 4,263.0 $295K 0.01% NEW $69.13
709 GNRC GENERAC HLDGS INC Industrials 1,508.0 $295K 0.01% -41.0 -2.6% $195.33 +35.7%
710 IJS ISHARES TR 2,482.0 $294K 0.01% -125.0 -4.8% $118.46 +6.2%
711 CRL CHARLES RIV LABS INTL INC Healthcare 1,697.0 $293K 0.01% +12.0 +0.7% $172.50 -13.1%
712 BND VANGUARD BD INDEX FDS 3,966.0 $292K 0.01% -876.0 -18.1% $73.63 -1.2%
713 OMF ONEMAIN HLDGS INC Financial Services 5,458.0 $292K 0.01% $53.49 -0.7%
714 REGL PROSHARES TR 3,372.0 $291K 0.01% $86.41 +1.8%
715 IVOL KRANESHARES TRUST 15,570.0 $291K 0.01% NEW $18.71 -3.5%
716 GBIL GOLDMAN SACHS ETF TR 2,900.0 $291K 0.01% +200.0 +7.4% $100.19 -0.1%
717 USAR USA RARE EARTH INC Basic Materials 19,146.0 $290K 0.01% +5K +38.3% $15.14 +50.9%
718 SYLD CAMBRIA ETF TR 3,830.0 $289K 0.01% $75.41 +2.5%
719 IWP ISHARES TR 2,250.0 $288K 0.01% +523.0 +30.3% $128.10 +6.2%
720 FCG FIRST TR EXCHANGE-TRADED FD 9,060.0 $287K 0.01% -4K -30.6% $31.69 -3.5%
Page 36 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%