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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 34 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 XME SPDR SERIES TRUST 3,130.0 $338K 0.01% NEW $108.01 +4.8%
662 SMURFIT WESTROCK PLC 8,466.0 $337K 0.01% $39.85
663 IDU ISHARES TR 2,898.0 $337K 0.01% +206.0 +7.7% $116.13 -4.1%
664 HWM HOWMET AEROSPACE INC Industrials 1,455.0 $335K 0.01% +126.0 +9.5% $230.46 +13.0%
665 VONE VANGUARD SCOTTSDALE FDS 1,136.0 $335K 0.01% $295.16 +12.8%
666 EIX EDISON INTL Utilities 4,574.0 $335K 0.01% +58.0 +1.3% $73.19 -5.5%
667 JANW AIM ETF PRODUCTS TRUST 9,150.0 $334K 0.01% +1K +15.8% $36.48 +5.0%
668 VWOB VANGUARD WHITEHALL FDS 5,067.0 $333K 0.01% +686.0 +15.7% $65.69 +0.5%
669 MCHP MICROCHIP TECHNOLOGY INC. Technology 5,123.0 $331K 0.01% $64.61 +45.3%
670 TEXX LISTED FDS TR 11,700.0 $330K 0.01% NEW $28.16 +3.3%
671 IGR CBRE GBL REAL ESTATE INC FD Financial Services 75,034.0 $329K 0.01% -2K -2.5% $4.39 +5.9%
672 MAIN MAIN STR CAP CORP Financial Services 6,215.0 $329K 0.01% $52.96 -4.7%
673 EPI WISDOMTREE TR 8,058.0 $329K 0.01% -750.0 -8.5% $40.80 +2.5%
674 FNDX SCHWAB STRATEGIC TR 11,782.0 $328K 0.01% NEW $27.85 +9.1%
675 BIL SPDR SERIES TRUST 3,573.0 $327K 0.01% +779.0 +27.9% $91.64 -0.1%
676 PSH PGIM ETF TR 6,602.0 $327K 0.01% NEW $49.59 +0.6%
677 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 10,202.0 $327K 0.01% -4K -29.9% $32.01 +5.4%
678 DINO HF SINCLAIR CORP Energy 5,200.0 $324K 0.01% -500.0 -8.8% $62.39 +12.2%
679 TYG TORTOISE ENERGY INFRSTRCTR C Financial Services 6,479.0 $323K 0.01% $49.85 -5.9%
680 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 21,370.0 $322K 0.01% -450.0 -2.1% $15.05 -8.4%
Page 34 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%