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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 33 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 HYGW ISHARES TR 11,754.0 $351K 0.01% NEW $29.86 -3.3%
642 DOC HEALTHPEAK PROPERTIES INC Real Estate 21,563.0 $347K 0.01% NEW $16.08 +20.9%
643 LNG CHENIERE ENERGY INC Energy 1,774.0 $345K 0.01% NEW $194.39 +26.7%
644 EMD WESTERN ASSET EMERGING MKTS Financial Services 32,170.0 $342K 0.01% NEW $10.63 -2.7%
645 LXU LSB INDS INC Basic Materials 40,012.0 $340K 0.01% NEW $8.50 +63.2%
646 UMBF UMB FINL CORP Financial Services 2,943.0 $339K 0.01% NEW $115.05 +9.7%
647 IGR CBRE GBL REAL ESTATE INC FD Financial Services 76,928.0 $337K 0.01% NEW $4.38 +5.8%
648 CRL CHARLES RIV LABS INTL INC Healthcare 1,685.0 $336K 0.01% NEW $199.48 -23.5%
649 XBI SPDR SERIES TRUST 2,747.0 $335K 0.01% NEW $121.93 +4.4%
650 AI C3 AI INC Technology 24,798.0 $334K 0.01% NEW $13.48 -34.9%
651 IBDT ISHARES TR 13,075.0 $333K 0.01% NEW $25.45 -1.0%
652 DPG DUFF & PHELPS UTLITY AND INF Financial Services 26,000.0 $330K 0.01% NEW $12.71 +13.4%
653 RCG RENN FD INC Financial Services 128,455.0 $330K 0.01% NEW $2.57 +4.3%
654 BCS BARCLAYS PLC Financial Services 12,956.0 $330K 0.01% NEW $25.45 -10.0%
655 MOS MOSAIC CO NEW Basic Materials 13,670.0 $329K 0.01% NEW $24.09 -10.8%
656 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 27,367.0 $329K 0.01% NEW $12.02 -4.4%
657 TDY TELEDYNE TECHNOLOGIES INC Technology 643.0 $328K 0.01% NEW $510.73 +18.6%
658 ALCO ALICO INC Consumer Defensive 9,010.0 $328K 0.01% NEW $36.38 +12.9%
659 SMURFIT WESTROCK PLC 8,470.0 $328K 0.01% NEW $38.67
660 THOMSON REUTERS CORP 2,474.0 $326K 0.01% NEW $131.89
Page 33 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%