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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 31 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 HCA HCA HEALTHCARE INC Healthcare 865.0 $410K 0.02% -66.0 -7.1% $473.48 -10.7%
602 RVT ROYCE SMALL CAP TRUST INC Financial Services 24,626.0 $409K 0.02% $16.60 +6.9%
603 LEN LENNAR CORP Consumer Cyclical 4,707.0 $409K 0.02% $86.84 -5.2%
604 AVA AVISTA CORP Utilities 10,142.0 $407K 0.02% $40.14 +2.6%
605 ST SENSATA TECHNOLOGIES HLDG PL Technology 11,503.0 $405K 0.02% -1K -9.8% $35.22 +37.7%
606 PHO INVESCO EXCHANGE TRADED FD T 5,985.0 $400K 0.02% +550.0 +10.1% $66.86 -3.0%
607 GM GENERAL MTRS CO Consumer Cyclical 5,362.0 $399K 0.02% +53.0 +1.0% $74.50 +0.5%
608 CAG CONAGRA BRANDS INC Consumer Defensive 25,296.0 $398K 0.02% +9K +59.3% $15.72 -12.3%
609 IFRA ISHARES TR 6,926.0 $396K 0.02% -390.0 -5.3% $57.20 +5.2%
610 MTUM ISHARES TR 1,642.0 $394K 0.02% NEW $239.99 +22.6%
611 NUKZ EXCHANGE TRADED CONCEPTS TRU 5,990.0 $394K 0.02% +2K +50.1% $65.77 +4.0%
612 AXSM AXSOME THERAPEUTICS INC. Healthcare 2,330.0 $394K 0.02% -100.0 -4.1% $169.02 +34.5%
613 FTCS FIRST TR EXCHANGE-TRADED FD 4,222.0 $392K 0.02% -288.0 -6.4% $92.76 +1.2%
614 VTEB VANGUARD MUN BD FDS 7,846.0 $391K 0.02% +729.0 +10.2% $49.89 -0.1%
615 SM SM ENERGY COMPANY Energy 12,545.0 $391K 0.02% NEW $31.18 +4.5%
616 ARCO ARCOS DORADOS HLDGS INC Consumer Cyclical 47,409.0 $391K 0.02% -2K -4.0% $8.25 +0.6%
617 ACLS AXCELIS TECHNOLOGIES INC Technology 4,200.0 $391K 0.02% -3K -43.5% $93.08 +57.1%
618 ECL ECOLAB INC Basic Materials 1,469.0 $391K 0.02% +95.0 +6.9% $266.11 -6.9%
619 PEO ADAM NAT RES FD INC Financial Services 14,055.0 $391K 0.02% -231.0 -1.6% $27.80 -3.5%
620 VT VANGUARD INTL EQUITY INDEX F 2,820.0 $390K 0.02% -173.0 -5.8% $138.32 +11.1%
Page 31 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%