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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 29 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 EOG EOG RES INC Energy 3,273.0 $473K 0.02% NEW $144.58 -1.1%
562 BJ BJS WHSL CLUB HLDGS INC Consumer Defensive 4,796.0 $472K 0.02% +460.0 +10.6% $98.42 -0.8%
563 BSV VANGUARD BD INDEX FDS 6,014.0 $472K 0.02% +587.0 +10.8% $78.41 -0.9%
564 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 41,005.0 $472K 0.02% +14K +49.8% $11.50 +0.1%
565 MOS MOSAIC CO Basic Materials 18,235.0 $465K 0.02% +5K +33.4% $25.50 -16.0%
566 AM ANTERO MIDSTREAM CORP Energy 20,358.0 $464K 0.02% -4K -17.5% $22.80 -1.9%
567 PPLT ABRDN PLATINUM ETF TRUST Financial Services 2,602.0 $464K 0.02% +21.0 +0.8% $178.23 -90.0%
568 BEACON FINANCIAL CORP. 15,419.0 $463K 0.02% -2K -9.0% $30.00
569 KTCC KEY TRONIC CORP Technology 169,200.0 $462K 0.02% +4K +2.7% $2.73 +13.6%
570 FNX FIRST TR EXCHANGE-TRADED ALP 3,581.0 $459K 0.02% -47.0 -1.3% $128.24 +4.9%
571 VXF VANGUARD INDEX FDS 2,212.0 $455K 0.02% $205.80 +8.0%
572 CBOE CBOE GLOBAL MKTS INC Financial Services 1,618.0 $455K 0.02% -523.0 -24.4% $281.15 +29.1%
573 HSBC HSBC HLDGS PLC Financial Services 5,509.0 $454K 0.02% -769.0 -12.2% $82.49 +9.3%
574 FDVV FIDELITY COVINGTON TRUST 8,222.0 $454K 0.02% -200.0 -2.4% $55.24 +7.5%
575 PIO INVESCO EXCH TRADED FD TR II 10,414.0 $452K 0.02% -1K -11.2% $43.42 -1.1%
576 BRO BROWN & BROWN INC Financial Services 6,934.0 $452K 0.02% +80.0 +1.2% $65.21 -10.9%
577 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 94,576.0 $452K 0.02% -3K -3.5% $4.78 +8.2%
578 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 30,912.0 $441K 0.02% -2K -4.6% $14.28 +1.9%
579 GBDC GOLUB CAP BDC INC Financial Services 34,829.0 $441K 0.02% -1K -3.9% $12.66 +2.0%
580 SBLK STAR BULK CARRIERS CORP. Industrials 19,000.0 $436K 0.02% -2K -11.6% $22.97 +14.8%
Page 29 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%