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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 25 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 KKR KKR & CO INC Financial Services 6,903.0 $638K 0.03% +331.0 +5.0% $92.50 +0.7%
482 NFTY FIRST TR EXCH TRD ALPHDX FD 12,396.0 $638K 0.03% $51.50 +2.0%
483 EQT EQT CORP Energy 10,024.0 $638K 0.03% -252.0 -2.5% $63.64 -8.4%
484 MLM MARTIN MARIETTA MATLS INC Basic Materials 1,082.0 $637K 0.03% -34.0 -3.0% $588.68 -9.1%
485 TMUS T-MOBILE US INC Communication Services 3,027.0 $636K 0.03% -475.0 -13.6% $210.06 -9.5%
486 DFAC DIMENSIONAL ETF TRUST 16,216.0 $630K 0.03% $38.86 +10.8%
487 FTSM FIRST TR EXCHANGE-TRADED FD 10,540.0 $630K 0.03% -178.0 -1.7% $59.78 +0.2%
488 PFF ISHARES TR 20,687.0 $627K 0.03% -2K -10.2% $30.32 +2.4%
489 LNG CHENIERE ENERGY INC Energy 2,205.0 $626K 0.03% +431.0 +24.3% $283.76 -14.6%
490 REGN REGENERON PHARMACEUTICALS Healthcare 803.0 $620K 0.03% +18.0 +2.3% $772.69 -17.1%
491 PPL PPL CORP Utilities 16,173.0 $618K 0.03% -400.0 -2.4% $38.20 -6.7%
492 WELL WELLTOWER INC Real Estate 3,123.0 $617K 0.03% +75.0 +2.5% $197.71 +8.8%
493 KR KROGER CO Consumer Defensive 8,503.0 $615K 0.03% +69.0 +0.8% $72.36 -7.0%
494 AJG GALLAGHER ARTHUR J & CO Financial Services 2,827.0 $612K 0.03% +2K +178.2% $216.58 -4.3%
495 FANG DIAMONDBACK ENERGY INC Energy 3,069.0 $607K 0.03% -325.0 -9.6% $197.79 +3.0%
496 MOAT VANECK ETF TRUST 6,218.0 $601K 0.03% -295.0 -4.5% $96.70 +3.6%
497 TQQQ PROSHARES TR 14,200.0 $592K 0.03% $41.68 +81.5%
498 DAL DELTA AIR LINES INC Industrials 8,888.0 $591K 0.03% -843.0 -8.7% $66.48 +10.3%
499 RIG TRANSOCEAN LTD Energy 88,100.0 $584K 0.03% +69K +367.4% $6.63 +6.3%
500 FLNC FLUENCE ENERGY INC Utilities 42,350.0 $583K 0.03% +950.0 +2.3% $13.76 +46.2%
Page 25 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%