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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 21 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 RDVY FIRST TR EXCHANGE TRADED FD 12,843.0 $877K 0.04% +909.0 +7.6% $68.28 +8.1%
402 ROK ROCKWELL AUTOMATION INC Industrials 2,443.0 $877K 0.04% -612.0 -20.0% $358.86 +25.0%
403 BUCK SIMPLIFY EXCHANGE TRADED FUN 37,201.0 $874K 0.04% +2K +5.3% $23.50 +0.2%
404 USFR WISDOMTREE TR 17,321.0 $872K 0.04% +169.0 +1.0% $50.34 +0.2%
405 MTZ MASTEC INC Industrials 2,708.0 $871K 0.04% -120.0 -4.2% $321.74 +29.0%
406 DIVI FRANKLIN TEMPLETON ETF TR 21,884.0 $871K 0.04% +2K +8.9% $39.81 +6.8%
407 MYE MYERS INDS INC Consumer Cyclical 40,746.0 $863K 0.04% -729.0 -1.8% $21.18 +4.4%
408 CGIC CAPITAL GROUP INTERNATIONAL 26,045.0 $862K 0.04% NEW $33.11 +7.8%
409 EVRG EVERGY INC Utilities 10,461.0 $857K 0.04% -270.0 -2.5% $81.92 -1.7%
410 FAST FASTENAL CO Industrials 18,327.0 $850K 0.04% -429.0 -2.3% $46.40 -6.8%
411 GLP GLOBAL PARTNERS LP Energy 20,075.0 $845K 0.04% -2K -7.0% $42.10 +16.9%
412 RDW REDWIRE CORPORATION Industrials 99,414.0 $845K 0.04% NEW $8.50 +65.4%
413 XAR SPDR SERIES TRUST 3,325.0 $844K 0.04% +32.0 +1.0% $253.98 +3.6%
414 SMCI SUPER MICRO COMPUTER INC Technology 36,996.0 $842K 0.04% -2K -5.1% $22.77 +36.3%
415 MET METLIFE INC Financial Services 11,905.0 $842K 0.04% -165.0 -1.4% $70.72 +12.8%
416 SCHR SCHWAB STRATEGIC TR 33,624.0 $838K 0.04% +501.0 +1.5% $24.91 -1.6%
417 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 6,645.0 $834K 0.04% +1K +18.6% $125.47 +6.2%
418 AES AES CORP Utilities 58,580.0 $825K 0.04% -733.0 -1.2% $14.09 +3.1%
419 QUAL ISHARES TR 4,302.0 $825K 0.04% +585.0 +15.7% $191.82 +10.0%
420 TSN TYSON FOODS INC Consumer Defensive 12,792.0 $820K 0.04% -1K -9.9% $64.07 +2.7%
Page 21 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%