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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 16 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 VCIT VANGUARD SCOTTSDALE FDS 16,064.0 $1.3M 0.06% +2K +10.3% $82.75 -1.0%
302 IP INTERNATIONAL PAPER CO Consumer Cyclical 37,205.0 $1.3M 0.06% -1K -3.2% $35.70 -17.4%
303 Q QNITY ELECTRONICS INC Technology 11,479.0 $1.3M 0.06% -172.0 -1.5% $115.38 +24.9%
304 OXY OCCIDENTAL PETE CORP Energy 20,299.0 $1.3M 0.06% -4K -15.1% $65.00 -7.6%
305 RMT ROYCE MICRO-CAP TR INC Financial Services 116,467.0 $1.3M 0.06% -2K -1.8% $11.31 +15.7%
306 DVN DEVON ENERGY CORP NEW Energy 26,070.0 $1.3M 0.06% -1K -4.7% $50.32 -1.2%
307 BNDX VANGUARD CHARLOTTE FDS 27,285.0 $1.3M 0.06% +1K +5.4% $48.05 -1.0%
308 FICS FIRST TR EXCHANGE TRADED FD 33,166.0 $1.3M 0.06% +248.0 +0.8% $39.04 +3.7%
309 RING ISHARES INC 16,381.0 $1.3M 0.06% -4K -17.8% $78.98 -6.8%
310 CARR CARRIER GLOBAL CORPORATION Industrials 22,960.0 $1.3M 0.06% +232.0 +1.0% $56.31 +11.5%
311 ASTS AST SPACEMOBILE INC Technology 15,508.0 $1.3M 0.06% +150.0 +1.0% $82.87 +3.3%
312 YUM YUM BRANDS INC Consumer Cyclical 8,244.0 $1.3M 0.06% -716.0 -8.0% $155.48 -2.5%
313 PPG PPG INDS INC Basic Materials 11,914.0 $1.3M 0.06% +272.0 +2.3% $106.88 -6.1%
314 IJK ISHARES TR 12,652.0 $1.3M 0.05% $100.62 +7.7%
315 RSG REPUBLIC SVCS INC Industrials 5,791.0 $1.3M 0.05% -476.0 -7.6% $219.01 -1.4%
316 RY ROYAL BK CDA Financial Services 7,797.0 $1.3M 0.05% -325.0 -4.0% $161.78 +13.9%
317 APOS APOLLO GLOBAL MGMT INC Financial Services 11,286.0 $1.3M 0.05% -2K -17.1% $111.42 -76.8%
318 PULS PGIM ETF TR 25,395.0 $1.3M 0.05% +18K +241.7% $49.50 +0.3%
319 WTRG ESSENTIAL UTILS INC Utilities 30,908.0 $1.2M 0.05% +903.0 +3.0% $40.27 -7.2%
320 XLC SELECT SECTOR SPDR TR 11,215.0 $1.2M 0.05% +856.0 +8.3% $110.86 +4.9%
Page 16 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%