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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 15 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 COF CAPITAL ONE FINL CORP Financial Services 7,714.0 $1.4M 0.06% -397.0 -4.9% $182.43 +2.2%
282 FIW FIRST TR EXCHANGE-TRADED FD 13,596.0 $1.4M 0.06% -1K -6.9% $103.13 -2.5%
283 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 5,095.0 $1.4M 0.06% $275.18 -5.5%
284 NTR NUTRIEN LTD Basic Materials 18,533.0 $1.4M 0.06% -21K -53.1% $75.46 -6.0%
285 XLV SELECT SECTOR SPDR TR 9,525.0 $1.4M 0.06% +600.0 +6.7% $146.60 -1.5%
286 HIG HARTFORD INSURANCE GROUP INC Financial Services 10,302.0 $1.4M 0.06% $135.23 -0.7%
287 CHKP CHECK POINT SOFTWARE TECH LT Technology 9,720.0 $1.4M 0.06% -100.0 -1.0% $142.85 -13.1%
288 GD GENERAL DYNAMICS CORP Industrials 4,041.0 $1.4M 0.06% -28.0 -0.7% $343.18 -2.1%
289 IYW ISHARES TR 7,612.0 $1.4M 0.06% +269.0 +3.7% $181.42 +32.0%
290 MBB ISHARES TR 14,375.0 $1.4M 0.06% +1K +7.9% $94.95 -1.4%
291 AZN ASTRAZENECA PLC Healthcare 6,886.0 $1.4M 0.06% NEW $197.22 -7.1%
292 WPC WP CAREY INC Real Estate 19,865.0 $1.3M 0.06% -300.0 -1.5% $67.96 +8.0%
293 KNG FIRST TR EXCHANGE-TRADED FD 27,693.0 $1.3M 0.06% -1K -3.8% $48.71 -1.1%
294 GIS GENERAL MILLS INC Consumer Defensive 36,207.0 $1.3M 0.06% -2K -5.7% $37.22 -11.5%
295 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 2,181.0 $1.3M 0.06% +639.0 +41.4% $616.76 +7.0%
296 DOW DOW HLDGS INC Basic Materials 32,219.0 $1.3M 0.06% +4K +15.2% $41.65 -8.4%
297 UNH UNITEDHEALTH GROUP INC Healthcare 4,949.0 $1.3M 0.06% -368.0 -6.9% $270.59 +42.6%
298 TXN TEXAS INSTRS INC Technology 6,895.0 $1.3M 0.06% -345.0 -4.8% $194.15 +58.6%
299 XYL XYLEM INC Industrials 11,135.0 $1.3M 0.06% +2K +18.9% $119.50 -9.4%
300 BDX BECTON DICKINSON & CO Healthcare 8,461.0 $1.3M 0.06% -552.0 -6.1% $157.23 -8.8%
Page 15 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%