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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 8 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 UNH UNITEDHEALTH GROUP INC Healthcare 4,949.0 $1.3M 0.06% -368.0 -6.9% $270.59 +42.6%
142 TXN TEXAS INSTRS INC Technology 6,895.0 $1.3M 0.06% -345.0 -4.8% $194.15 +58.6%
143 BDX BECTON DICKINSON & CO Healthcare 8,461.0 $1.3M 0.06% -552.0 -6.1% $157.23 -8.8%
144 IP INTERNATIONAL PAPER CO Consumer Cyclical 37,205.0 $1.3M 0.06% -1K -3.2% $35.70 -14.6%
145 Q QNITY ELECTRONICS INC Technology 11,479.0 $1.3M 0.06% -172.0 -1.5% $115.38 +33.4%
146 OXY OCCIDENTAL PETE CORP Energy 20,299.0 $1.3M 0.06% -4K -15.1% $65.00 -10.1%
147 RMT ROYCE MICRO-CAP TR INC Financial Services 116,467.0 $1.3M 0.06% -2K -1.8% $11.31 +18.0%
148 DVN DEVON ENERGY CORP NEW Energy 26,070.0 $1.3M 0.06% -1K -4.7% $50.32 -3.7%
149 RING ISHARES INC 16,381.0 $1.3M 0.06% -4K -17.8% $78.98 -2.4%
150 YUM YUM BRANDS INC Consumer Cyclical 8,244.0 $1.3M 0.06% -716.0 -8.0% $155.48 -3.0%
151 RSG REPUBLIC SVCS INC Industrials 5,791.0 $1.3M 0.05% -476.0 -7.6% $219.01 -4.4%
152 RY ROYAL BK CDA Financial Services 7,797.0 $1.3M 0.05% -325.0 -4.0% $161.78 +13.6%
153 APOS APOLLO GLOBAL MGMT INC Financial Services 11,286.0 $1.3M 0.05% -2K -17.1% $111.42 -76.6%
154 MTB M & T BK CORP Financial Services 5,973.0 $1.2M 0.05% -2K -21.4% $206.74 -0.6%
155 ARKK ARK ETF TR 17,983.0 $1.2M 0.05% -2K -11.4% $67.59 +10.7%
156 GDXJ VANECK ETF TRUST 10,104.0 $1.2M 0.05% -2K -14.8% $120.04 -2.2%
157 APA APA CORPORATION Energy 28,448.0 $1.2M 0.05% -2K -5.3% $42.44 -9.0%
158 WPM WHEATON PRECIOUS METALS CORP Basic Materials 9,187.0 $1.2M 0.05% -20K -68.1% $131.01 +1.2%
159 VYMI VANGUARD WHITEHALL FDS 12,629.0 $1.2M 0.05% -625.0 -4.7% $94.24 +4.9%
160 GSK GSK PLC Healthcare 21,472.0 $1.2M 0.05% -1K -5.5% $55.19 -9.7%
Page 8 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%