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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 7 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 RCAT RED CAT HLDGS INC Technology 125,075.0 $1.6M 0.07% -80K -39.0% $13.09 -25.6%
122 VNOM VIPER ENERGY INC Energy 34,409.0 $1.6M 0.07% -4K -9.4% $46.99 +1.5%
123 B BARRICK MNG CORP Basic Materials 39,602.0 $1.6M 0.07% -6K -13.3% $40.79 -0.4%
124 AEP AMERICAN ELEC PWR CO INC Utilities 12,208.0 $1.6M 0.07% -75.0 -0.6% $131.08 -4.5%
125 CANADIAN PACIFIC KANSAS CITY 20,313.0 $1.6M 0.07% -422.0 -2.0% $78.66
126 MPC MARATHON PETE CORP Energy 6,325.0 $1.5M 0.07% -1K -17.2% $244.18 +1.9%
127 TMO THERMO FISHER SCIENTIFIC INC Healthcare 3,139.0 $1.5M 0.07% -47.0 -1.5% $491.55 -8.8%
128 C CITIGROUP INC Financial Services 13,357.0 $1.5M 0.07% -420.0 -3.0% $113.41 +8.8%
129 ALC ALCON AG Healthcare 19,985.0 $1.5M 0.06% -555.0 -2.7% $75.35 -15.5%
130 O REALTY INCOME CORP Real Estate 23,832.0 $1.5M 0.06% -2K -7.1% $61.18 +1.3%
131 BUFR FIRST TR EXCHNG TRADED FD VI 42,601.0 $1.4M 0.06% -8K -15.5% $33.77 +6.8%
132 VOD VODAFONE GROUP PLC Communication Services 94,363.0 $1.4M 0.06% -7K -6.8% $15.02 +3.1%
133 COF CAPITAL ONE FINL CORP Financial Services 7,714.0 $1.4M 0.06% -397.0 -4.9% $182.43 +1.8%
134 FIW FIRST TR EXCHANGE-TRADED FD 13,596.0 $1.4M 0.06% -1K -6.9% $103.13 -2.9%
135 NTR NUTRIEN LTD Basic Materials 18,533.0 $1.4M 0.06% -21K -53.1% $75.46 -6.0%
136 CHKP CHECK POINT SOFTWARE TECH LT Technology 9,720.0 $1.4M 0.06% -100.0 -1.0% $142.85 -13.2%
137 GD GENERAL DYNAMICS CORP Industrials 4,041.0 $1.4M 0.06% -28.0 -0.7% $343.18 -0.7%
138 WPC WP CAREY INC Real Estate 19,865.0 $1.3M 0.06% -300.0 -1.5% $67.96 +8.4%
139 KNG FIRST TR EXCHANGE-TRADED FD 27,693.0 $1.3M 0.06% -1K -3.8% $48.71 -1.3%
140 GIS GENERAL MILLS INC Consumer Defensive 36,207.0 $1.3M 0.06% -2K -5.7% $37.22 -11.0%
Page 7 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%