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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 21 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 FLAGSTAR BANK NATIONAL ASSOC 11,596.0 $153K 0.01% -3K -22.4% $13.17
402 EVV EATON VANCE LIMITED DURATION Financial Services 15,340.0 $145K 0.01% -3K -16.3% $9.45 -2.7%
403 HLN HALEON PLC Healthcare 12,759.0 $128K 0.01% -4K -21.9% $10.01 -11.0%
404 QS QUANTUMSCAPE CORP Consumer Cyclical 18,950.0 $121K 0.01% -1K -5.0% $6.38 +34.8%
405 JOBY JOBY AVIATION INC Industrials 14,625.0 $121K 0.01% -9K -37.3% $8.26 +28.8%
406 PSKY PARAMOUNT SKYDANCE CORP Communication Services 12,052.0 $109K 0.01% -9K -43.7% $9.02 +12.1%
407 CRF CORNERSTONE TOTAL RETURN FD Financial Services 13,913.0 $97K 0.00% -1K -9.1% $6.95 +3.5%
408 NEO NEOGENOMICS INC Healthcare 13,000.0 $96K 0.00% -2K -16.1% $7.42 +12.7%
409 FTF FRANKLIN LTD DURATION INCOME Financial Services 15,500.0 $90K 0.00% -2K -13.9% $5.83 +0.7%
410 LITHIUM AMERS CORP NEW 13,003.0 $51K 0.00% -2K -13.1% $3.95
411 PTON PELOTON INTERACTIVE INC Consumer Cyclical 11,330.0 $49K 0.00% -3K -18.7% $4.29 +20.7%
412 NWL NEWELL BRANDS INC Consumer Defensive 13,585.0 $47K 0.00% -7K -35.5% $3.43 +15.2%
413 RXRX RECURSION PHARMACEUTICALS IN Healthcare 12,600.0 $39K 0.00% -15K -54.6% $3.07 -1.0%
414 MIN MFS INTER INCOME TR Financial Services 15,000.0 $38K 0.00% -13K -46.2% $2.51 -2.4%
415 PLUG PLUG PWR INC Industrials 11,960.0 $27K 0.00% -860.0 -6.7% $2.26 +67.7%
416 PLTR PUT PALANTIR TECHNOLOGIES INC Technology 7.0 $2K -693.0 -99.0% $249.00 -46.3%
Page 21 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%