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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 20 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 NAT NORDIC AMERICAN TANKERS LIMI Industrials 37,248.0 $218K 0.01% -1K -3.1% $5.86 -6.0%
382 OCTW AIM ETF PRODUCTS TRUST 5,580.0 $215K 0.01% -550.0 -9.0% $38.47 +5.2%
383 RVTY REVVITY INC Healthcare 2,447.0 $214K 0.01% -825.0 -25.2% $87.61 +10.0%
384 NICE NICE LTD Technology 1,916.0 $211K 0.01% -43.0 -2.2% $110.26 -20.2%
385 FXU FIRST TR EXCHANGE-TRADED FD 4,240.0 $210K 0.01% -4K -45.7% $49.59 -4.9%
386 RDDT REDDIT INC Communication Services 1,554.0 $209K 0.01% -504.0 -24.5% $134.65 +16.1%
387 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 23,929.0 $207K 0.01% -9K -26.9% $8.66 +6.4%
388 CALAMOS ETF TR 8,700.0 $207K 0.01% -2K -17.1% $23.75
389 BLV VANGUARD BD INDEX FDS 2,947.0 $203K 0.01% -1K -28.3% $68.78 -2.3%
390 ABRDN ASIA PACIFIC INCOME FU 14,000.0 $202K 0.01% -3K -17.7% $14.42
391 DKNG DRAFTKINGS INC NEW Consumer Cyclical 9,281.0 $201K 0.01% -12K -56.7% $21.62 +16.3%
392 IWB ISHARES TR 562.0 $200K 0.01% -125.0 -18.2% $356.74 +12.8%
393 PNW PINNACLE WEST CAP CORP Utilities 1,987.0 $200K 0.01% -400.0 -16.8% $100.77 -1.0%
394 MUFG MITSUBISHI UFJ FINANCIAL GRO Financial Services 11,350.0 $193K 0.01% -2K -18.1% $16.97 +8.9%
395 AI C3 AI INC Technology 21,163.0 $178K 0.01% -4K -14.7% $8.42 +2.7%
396 SBSW SIBANYE STILLWATER LTD Basic Materials 14,100.0 $174K 0.01% -150.0 -1.1% $12.32 +6.8%
397 JBLU JETBLUE AIRWAYS CORP Industrials 37,250.0 $165K 0.01% -6K -13.9% $4.42 +10.4%
398 KVHI KVH INDS INC Technology 17,518.0 $157K 0.01% -14K -44.0% $8.96 +21.7%
399 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 30,711.0 $157K 0.01% -3K -10.2% $5.10 +0.8%
400 IHD VOYA EMERGING MKTS HIGH DIVI Financial Services 23,325.0 $155K 0.01% -2K -6.3% $6.66 +7.5%
Page 20 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%