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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 16 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 IBDS ISHARES TR 15,382.0 $373K 0.02% -985.0 -6.0% $24.24 -0.2%
302 WBD WARNER BROS DISCOVERY INC Communication Services 13,536.0 $372K 0.02% -11K -44.1% $27.46 -1.2%
303 SMG SCOTTS MIRACLE-GRO CO Basic Materials 6,003.0 $365K 0.02% -122.0 -2.0% $60.81 -2.9%
304 VIRTUS ARTIFICIAL INTELLIGEN 16,703.0 $358K 0.01% -2K -13.0% $21.41
305 IEP ICAHN ENTERPRISES LP Industrials 47,069.0 $355K 0.01% -874.0 -1.8% $7.55 +7.4%
306 CFG CITIZENS FINL GROUP INC Financial Services 5,920.0 $355K 0.01% -397.0 -6.3% $59.97 +1.5%
307 SHOP SHOPIFY INC Technology 2,962.0 $351K 0.01% -204.0 -6.4% $118.62 -17.9%
308 DOC HEALTHPEAK PROPERTIES INC Real Estate 21,359.0 $351K 0.01% -204.0 -0.9% $16.43 +19.0%
309 MAYW AIM ETF PRODUCTS TRUST 10,350.0 $350K 0.01% -400.0 -3.7% $33.79 +2.0%
310 CENCORA INC 1,113.0 $350K 0.01% -374.0 -25.1% $314.13
311 OTIS OTIS WORLDWIDE CORP Industrials 4,441.0 $342K 0.01% -300.0 -6.3% $77.08 -5.2%
312 XBI SPDR SERIES TRUST 2,669.0 $341K 0.01% -78.0 -2.8% $127.73 +2.3%
313 IGR CBRE GBL REAL ESTATE INC FD Financial Services 75,034.0 $329K 0.01% -2K -2.5% $4.39 +4.8%
314 EPI WISDOMTREE TR 8,058.0 $329K 0.01% -750.0 -8.5% $40.80 +3.2%
315 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 10,202.0 $327K 0.01% -4K -29.9% $32.01 +2.0%
316 DINO HF SINCLAIR CORP Energy 5,200.0 $324K 0.01% -500.0 -8.8% $62.39 +10.1%
317 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 21,370.0 $322K 0.01% -450.0 -2.1% $15.05 -3.5%
318 AVK ADVENT CONV & INCOME FD Financial Services 28,750.0 $321K 0.01% -750.0 -2.5% $11.16 +11.8%
319 CIVEO CORP CDA 11,808.0 $312K 0.01% -2K -15.6% $26.46
320 NUE NUCOR CORP Basic Materials 1,804.0 $305K 0.01% -17.0 -0.9% $169.10 +37.7%
Page 16 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%