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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 15 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 ARCC ARES CAPITAL CORP Financial Services 23,242.0 $419K 0.02% -4K -15.3% $18.02 +3.9%
282 MRSH MARSH & MCLENNAN COS INC Financial Services 2,391.0 $415K 0.02% -488.0 -16.9% $173.48 -7.2%
283 DGX QUEST DIAGNOSTICS INC Healthcare 2,116.0 $415K 0.02% -548.0 -20.6% $196.02 -4.8%
284 RDVI FIRST TR EXCHANGE-TRADED FD 16,151.0 $413K 0.02% -425.0 -2.6% $25.55 +6.1%
285 RCG RENN FD INC Financial Services 125,455.0 $411K 0.02% -3K -2.3% $3.28 -17.7%
286 RF REGIONS FINANCIAL CORP NEW Financial Services 15,682.0 $410K 0.02% -2K -9.0% $26.12 +2.1%
287 HCA HCA HEALTHCARE INC Healthcare 865.0 $410K 0.02% -66.0 -7.1% $473.48 -10.7%
288 ST SENSATA TECHNOLOGIES HLDG PL Technology 11,503.0 $405K 0.02% -1K -9.8% $35.22 +37.7%
289 IFRA ISHARES TR 6,926.0 $396K 0.02% -390.0 -5.3% $57.20 +5.2%
290 AXSM AXSOME THERAPEUTICS INC. Healthcare 2,330.0 $394K 0.02% -100.0 -4.1% $169.02 +34.5%
291 FTCS FIRST TR EXCHANGE-TRADED FD 4,222.0 $392K 0.02% -288.0 -6.4% $92.76 +1.2%
292 ARCO ARCOS DORADOS HLDGS INC Consumer Cyclical 47,409.0 $391K 0.02% -2K -4.0% $8.25 +0.6%
293 ACLS AXCELIS TECHNOLOGIES INC Technology 4,200.0 $391K 0.02% -3K -43.5% $93.08 +57.1%
294 PEO ADAM NAT RES FD INC Financial Services 14,055.0 $391K 0.02% -231.0 -1.6% $27.80 -3.5%
295 VT VANGUARD INTL EQUITY INDEX F 2,820.0 $390K 0.02% -173.0 -5.8% $138.32 +11.1%
296 TIP ISHARES TR 3,469.0 $383K 0.02% -2K -35.9% $110.36 +0.1%
297 CULP CULP INC Consumer Cyclical 139,167.0 $381K 0.02% -13K -8.8% $2.74 +11.7%
298 AMT AMERICAN TOWER CORP Real Estate 2,207.0 $381K 0.02% -21.0 -0.9% $172.58 +2.7%
299 LZB LA Z BOY INC Consumer Cyclical 11,650.0 $374K 0.02% -875.0 -7.0% $32.14 +6.7%
300 SPYG SPDR SERIES TRUST 3,824.0 $374K 0.02% -5K -56.3% $97.91 +20.1%
Page 15 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%