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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 14 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 MRNA MODERNA INC Healthcare 9,916.0 $504K 0.02% -7K -39.8% $50.80 -5.2%
262 AEE AMEREN CORP Utilities 4,513.0 $496K 0.02% -119.0 -2.6% $109.93 -3.5%
263 BOTZ GLOBAL X FDS 14,755.0 $490K 0.02% -675.0 -4.4% $33.22 +19.8%
264 IYC ISHARES TR 4,995.0 $484K 0.02% -863.0 -14.7% $96.92 +4.1%
265 IXUS ISHARES TR 5,558.0 $482K 0.02% -354.0 -6.0% $86.64 +8.0%
266 AM ANTERO MIDSTREAM CORP Energy 20,358.0 $464K 0.02% -4K -17.5% $22.80 -2.6%
267 BEACON FINANCIAL CORP. 15,419.0 $463K 0.02% -2K -9.0% $30.00
268 FNX FIRST TR EXCHANGE-TRADED ALP 3,581.0 $459K 0.02% -47.0 -1.3% $128.24 +6.0%
269 CBOE CBOE GLOBAL MKTS INC Financial Services 1,618.0 $455K 0.02% -523.0 -24.4% $281.15 +30.6%
270 HSBC HSBC HLDGS PLC Financial Services 5,509.0 $454K 0.02% -769.0 -12.2% $82.49 +9.1%
271 FDVV FIDELITY COVINGTON TRUST 8,222.0 $454K 0.02% -200.0 -2.4% $55.24 +7.5%
272 PIO INVESCO EXCH TRADED FD TR II 10,414.0 $452K 0.02% -1K -11.2% $43.42 +0.6%
273 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 94,576.0 $452K 0.02% -3K -3.5% $4.78 +9.5%
274 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 30,912.0 $441K 0.02% -2K -4.6% $14.28 +1.2%
275 GBDC GOLUB CAP BDC INC Financial Services 34,829.0 $441K 0.02% -1K -3.9% $12.66 +2.8%
276 SBLK STAR BULK CARRIERS CORP. Industrials 19,000.0 $436K 0.02% -2K -11.6% $22.97 +14.2%
277 FISV FISERV INC Technology 7,753.0 $433K 0.02% -2K -22.3% $55.80 +2.0%
278 APH AMPHENOL CORP Technology 3,414.0 $431K 0.02% -53.0 -1.5% $126.35 -3.6%
279 BKH BLACK HILLS CORP Utilities 6,209.0 $431K 0.02% -270.0 -4.2% $69.41 +6.5%
280 NI NISOURCE INC Utilities 9,135.0 $426K 0.02% -50.0 -0.5% $46.66 -0.7%
Page 14 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%