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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 12 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 GAP GAP INC Consumer Cyclical 28,086.0 $680K 0.03% -27K -49.4% $24.20 -14.6%
222 CCJ CAMECO CORP Energy 6,234.0 $677K 0.03% -3K -33.2% $108.61 -0.7%
223 MOO VANECK ETF TRUST 7,954.0 $672K 0.03% -1K -12.6% $84.50 -4.0%
224 SONY SONY GROUP CORP Technology 32,249.0 $668K 0.03% -4K -10.7% $20.70 +9.7%
225 AA ALCOA CORP Basic Materials 9,967.0 $661K 0.03% -3K -25.0% $66.33 -5.5%
226 EMN EASTMAN CHEM CO Basic Materials 8,609.0 $657K 0.03% -981.0 -10.2% $76.32 -7.5%
227 HOFT HOOKER FURNISHINGS CORPORATI Consumer Cyclical 49,850.0 $642K 0.03% -3K -5.8% $12.88 +1.0%
228 EQT EQT CORP Energy 10,024.0 $638K 0.03% -252.0 -2.5% $63.64 -11.6%
229 MLM MARTIN MARIETTA MATLS INC Basic Materials 1,082.0 $637K 0.03% -34.0 -3.0% $588.68 -5.1%
230 TMUS T-MOBILE US INC Communication Services 3,027.0 $636K 0.03% -475.0 -13.6% $210.06 -10.9%
231 FTSM FIRST TR EXCHANGE-TRADED FD 10,540.0 $630K 0.03% -178.0 -1.7% $59.78 +0.2%
232 PFF ISHARES TR 20,687.0 $627K 0.03% -2K -10.2% $30.32 +2.9%
233 PPL PPL CORP Utilities 16,173.0 $618K 0.03% -400.0 -2.4% $38.20 -7.5%
234 FANG DIAMONDBACK ENERGY INC Energy 3,069.0 $607K 0.03% -325.0 -9.6% $197.79 +1.1%
235 MOAT VANECK ETF TRUST 6,218.0 $601K 0.03% -295.0 -4.5% $96.70 +2.9%
236 DAL DELTA AIR LINES INC Industrials 8,888.0 $591K 0.03% -843.0 -8.7% $66.48 +7.8%
237 ILMN ILLUMINA INC Healthcare 4,650.0 $573K 0.03% -220.0 -4.5% $123.26 +15.8%
238 BN BROOKFIELD CORP Financial Services 14,120.0 $571K 0.02% -397.0 -2.7% $40.47 +13.1%
239 SRLN SSGA ACTIVE ETF TR 14,200.0 $570K 0.02% -701.0 -4.7% $40.14 +0.9%
240 PKG PACKAGING CORP AMER Consumer Cyclical 2,685.0 $570K 0.02% -29.0 -1.1% $212.23 -0.1%
Page 12 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%