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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 6 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 EW EDWARDS LIFESCIENCES CORP Healthcare 55,272.0 $4.7M 0.20% NEW $85.25 -4.9%
102 PAGP PLAINS GP HLDGS L P Energy 244,404.0 $4.7M 0.20% NEW $19.14 +27.9%
103 NMM NAVIOS MARITIME PARTNERS L P Industrials 89,082.0 $4.7M 0.20% NEW $52.43 +37.3%
104 MA MASTERCARD INCORPORATED Financial Services 8,164.0 $4.7M 0.20% NEW $570.88 -13.7%
105 WFC WELLS FARGO CO NEW Financial Services 49,996.0 $4.7M 0.20% NEW $93.20 -21.0%
106 VUG VANGUARD INDEX FDS 9,527.0 $4.6M 0.20% NEW $487.85 -82.1%
107 IEF ISHARES TR 46,801.0 $4.5M 0.19% NEW $96.16 -2.7%
108 VEA VANGUARD TAX-MANAGED FDS 71,893.0 $4.5M 0.19% NEW $62.47 +11.4%
109 NEM NEWMONT CORP Basic Materials 44,921.0 $4.5M 0.19% NEW $99.85 +10.6%
110 VTV VANGUARD INDEX FDS 23,379.0 $4.5M 0.19% NEW $190.99 +8.3%
111 ONEQ FIDELITY COMWLTH TR 48,648.0 $4.4M 0.19% NEW $91.40 +13.1%
112 BTI BRITISH AMERN TOB PLC Consumer Defensive 78,070.0 $4.4M 0.19% NEW $56.62 +17.4%
113 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 536,942.0 $4.4M 0.19% NEW $8.11 -4.5%
114 COP CONOCOPHILLIPS Energy 46,298.0 $4.3M 0.19% NEW $93.61 +29.0%
115 MCD MCDONALDS CORP Consumer Cyclical 14,143.0 $4.3M 0.18% NEW $305.63 -9.6%
116 CB CHUBB LIMITED Financial Services 13,842.0 $4.3M 0.18% NEW $312.12 +4.4%
117 BK BANK NEW YORK MELLON CORP Financial Services 36,688.0 $4.3M 0.18% NEW $116.09 +16.3%
118 SJT SAN JUAN BASIN RTY TR Energy 736,300.0 $4.1M 0.18% NEW $5.62 -25.1%
119 NVS NOVARTIS AG Healthcare 29,612.0 $4.1M 0.17% NEW $137.87 +8.2%
120 LRCX LAM RESEARCH CORP Technology 23,803.0 $4.1M 0.17% NEW $171.18 +70.0%
Page 6 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%