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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 4 of 4  ·  70 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 HQH ABRDN HEALTHCARE INVESTORS Financial Services 10,469.0 $186K 0.01% NEW $17.79 +12.0%
62 SMR NUSCALE PWR CORP Utilities 13,710.0 $149K 0.01% NEW $10.84 +11.3%
63 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 12,914.0 $124K 0.01% NEW $9.60 +2.0%
64 SYY PUT SYSCO CORP Consumer Defensive 145.0 $96K 0.00% NEW $661.72 -89.0%
65 BLACKROCK TECH AND PRIVATE E 12,000.0 $79K 0.00% NEW $6.60
66 POET POET TECHNOLOGIES INC Technology 10,236.0 $61K 0.00% NEW $5.94 +246.3%
67 IAUX I-80 GOLD CORP Basic Materials 12,500.0 $19K 0.00% NEW $1.52 +3.3%
68 PSQH PSQ HOLDINGS INC Technology 32,007.0 $17K 0.00% NEW $0.53 +13.3%
69 SPY PUT STATE STR SPDR S&P 500 ETF T Financial Services 4.0 $10K NEW $2500.00 -70.4%
70 DHT CALL DHT HOLDINGS INC Energy 20.0 $2K NEW $120.00 -85.1%
Page 4 of 4  ·  70 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%