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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 3 of 4  ·  70 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 PAAA PGIM ETF TR 4,463.0 $228K 0.01% NEW $51.18 +0.5%
42 TLH ISHARES TR 2,183.0 $220K 0.01% NEW $100.72 -2.9%
43 IIPR INNOVATIVE INDL PPTYS INC Real Estate 4,380.0 $220K 0.01% NEW $50.16 +9.3%
44 ICVT ISHARES TR 2,158.0 $220K 0.01% NEW $101.79 +15.1%
45 WEAT TEUCRIUM COMMODITY TR Financial Services 9,250.0 $218K 0.01% NEW $23.57 +2.3%
46 FLNG FLEX LNG LTD Energy 7,303.0 $217K 0.01% NEW $29.71 +7.2%
47 TRN TRINITY INDS INC Industrials 6,710.0 $216K 0.01% NEW $32.18 +9.6%
48 WDS WOODSIDE ENERGY GROUP LTD Energy 8,821.0 $211K 0.01% NEW $23.88 -6.5%
49 URA GLOBAL X FDS 4,318.0 $209K 0.01% NEW $48.43 +3.0%
50 OR OR ROYALTIES INC. Basic Materials 5,500.0 $209K 0.01% NEW $38.02 +0.9%
51 COPX GLOBAL X FDS 2,693.0 $206K 0.01% NEW $76.35 +8.8%
52 ELAN ELANCO ANIMAL HEALTH INC Healthcare 8,590.0 $206K 0.01% NEW $23.93 -9.6%
53 AGG ISHARES TR 2,062.0 $205K 0.01% NEW $99.29 -1.3%
54 OLN OLIN CORP Basic Materials 6,885.0 $205K 0.01% NEW $29.73 -6.7%
55 SOXX ISHARES TR 621.0 $204K 0.01% NEW $328.62 +55.0%
56 SYBT STOCK YDS BANCORP INC Financial Services 3,072.0 $204K 0.01% NEW $66.29 +5.7%
57 PRF INVESCO EXCHANGE TRADED FD T 4,261.0 $203K 0.01% NEW $47.53 +9.9%
58 CGNX COGNEX CORP Technology 4,116.0 $202K 0.01% NEW $48.99 +31.2%
59 MP MP MATERIALS CORP Basic Materials 4,165.0 $201K 0.01% NEW $48.26 +25.0%
60 NEXT NEXTDECADE CORP Energy 24,330.0 $186K 0.01% NEW $7.66 +16.4%
Page 3 of 4  ·  70 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%