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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 4 of 4  ·  66 positions
# Ticker Company Sector Shares Value ↓ % Port Status
61 NRG CALL NRG ENERGY INC Utilities 900 $4K SOLD
62 BX CALL BLACKSTONE INC Financial Services 700 $3K SOLD
63 META CALL META PLATFORMS INC Communication Services 300 $3K SOLD
64 QQQ PUT INVESCO QQQ TR Financial Services 400 $2K SOLD
65 AVGO CALL BROADCOM INC Technology 100 $1K SOLD
66 RSP CALL INVESCO EXCHANGE TRADED FD T 1,200 $1K SOLD
Page 4 of 4  ·  66 positions
Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%