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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 9 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 EFV ISHARES TR 12,079.0 $898K 0.04% +2K +16.2% $74.35 +4.7%
162 RDVY FIRST TR EXCHANGE TRADED FD 12,843.0 $877K 0.04% +909.0 +7.6% $68.28 +7.8%
163 BUCK SIMPLIFY EXCHANGE TRADED FUN 37,201.0 $874K 0.04% +2K +5.3% $23.50 -0.1%
164 USFR WISDOMTREE TR 17,321.0 $872K 0.04% +169.0 +1.0% $50.34 +0.2%
165 DIVI FRANKLIN TEMPLETON ETF TR 21,884.0 $871K 0.04% +2K +8.9% $39.81 +6.5%
166 XAR SPDR SERIES TRUST 3,325.0 $844K 0.04% +32.0 +1.0% $253.98 +3.3%
167 SCHR SCHWAB STRATEGIC TR 33,624.0 $838K 0.04% +501.0 +1.5% $24.91 -1.5%
168 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 6,645.0 $834K 0.04% +1K +18.6% $125.47 +6.5%
169 QUAL ISHARES TR 4,302.0 $825K 0.04% +585.0 +15.7% $191.82 +9.7%
170 SPGI S&P GLOBAL INC Financial Services 1,855.0 $789K 0.03% +99.0 +5.6% $425.30 -4.4%
171 RRX REGAL REXNORD CORPORATION Industrials 4,207.0 $788K 0.03% +167.0 +4.1% $187.26 +4.0%
172 AWK AMERICAN WTR WKS CO INC NEW Utilities 5,766.0 $785K 0.03% +221.0 +4.0% $136.09 -7.6%
173 HL HECLA MINING COMPANY Basic Materials 40,900.0 $762K 0.03% +16K +67.6% $18.63 -3.8%
174 GOLY STRATEGY SHS 25,845.0 $761K 0.03% +8K +44.3% $29.45 -3.1%
175 MKC MCCORMICK & CO INC Consumer Defensive 15,055.0 $759K 0.03% +12K +375.7% $50.44 -7.9%
176 CGGO CAPITAL GROUP GBL GROWTH EQT 22,718.0 $758K 0.03% +884.0 +4.0% $33.37 +16.5%
177 PFN PIMCO INCOME STRATEGY FD II Financial Services 105,732.0 $728K 0.03% +2K +2.0% $6.89 -1.3%
178 VMBS VANGUARD SCOTTSDALE FDS 15,342.0 $720K 0.03% +435.0 +2.9% $46.95 -1.2%
179 MYI BLACKROCK MUNIYIELD QUALITY Financial Services 67,932.0 $714K 0.03% +35K +106.5% $10.51 +2.3%
180 EIPI FIRST TR EXCHNG TRADED FD VI 31,732.0 $714K 0.03% +907.0 +2.9% $22.49 +0.4%
Page 9 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%