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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 8 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 CEF SPROTT ASSET MANAGEMENT LP Financial Services 22,656.0 $1.1M 0.05% +6K +34.0% $47.72 +1.5%
142 FDD FIRST TR EXCHANGE-TRADED FD 59,745.0 $1.1M 0.05% +34K +133.0% $17.81 +9.5%
143 CMCSA COMCAST CORP NEW Communication Services 37,042.0 $1.1M 0.05% +5K +15.7% $28.71 -13.7%
144 LQD ISHARES TR 9,625.0 $1.0M 0.04% +89.0 +0.9% $108.99 -1.0%
145 ADI ANALOG DEVICES INC Technology 3,273.0 $1.0M 0.04% +81.0 +2.5% $318.14 +34.0%
146 DD DUPONT DE NEMOURS INC Basic Materials 22,695.0 $1.0M 0.04% +473.0 +2.1% $45.80 +7.8%
147 VYM VANGUARD WHITEHALL FDS 6,813.0 $1.0M 0.04% +5K +238.8% $148.10 +5.1%
148 TLT ISHARES TR 11,294.0 $979K 0.04% +120.0 +1.1% $86.69 -3.5%
149 IVE ISHARES TR 4,614.0 $974K 0.04% +649.0 +16.4% $211.17 +5.8%
150 FIRST TR EXCHANGE TRADED FD 42,237.0 $969K 0.04% +20K +93.7% $22.95
151 ONDS ONDAS INC Technology 107,175.0 $969K 0.04% +20K +23.5% $9.04 +12.0%
152 DMXF ISHARES TR 12,837.0 $969K 0.04% +121.0 +0.9% $75.45 +7.6%
153 OKLO OKLO INC Utilities 19,442.0 $964K 0.04% +5K +30.7% $49.59 +20.0%
154 AFMC FIRST TR EXCHNG TRADED FD VI 26,974.0 $958K 0.04% +4K +19.2% $35.51 +8.2%
155 VFLO VICTORY PORTFOLIOS II 24,233.0 $957K 0.04% +7K +37.4% $39.48 +7.8%
156 XLP SELECT SECTOR SPDR TR 11,377.0 $933K 0.04% +266.0 +2.4% $81.98 +3.8%
157 NFG NATIONAL FUEL GAS CO Energy 9,859.0 $926K 0.04% +3K +41.2% $93.96 -12.8%
158 SMH VANECK ETF TRUST 2,416.0 $926K 0.04% +70.0 +3.0% $383.39 +46.3%
159 FIRST TR EXCH TRADED FD III 13,122.0 $923K 0.04% +4K +44.6% $70.36
160 SBUX STARBUCKS CORP Consumer Cyclical 10,277.0 $921K 0.04% +374.0 +3.8% $89.59 +19.5%
Page 8 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%