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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 7 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 ASTS AST SPACEMOBILE INC Technology 15,508.0 $1.3M 0.06% +150.0 +1.0% $82.87 +1.0%
122 PPG PPG INDS INC Basic Materials 11,914.0 $1.3M 0.06% +272.0 +2.3% $106.88 -0.9%
123 PULS PGIM ETF TR 25,395.0 $1.3M 0.05% +18K +241.7% $49.50 +0.3%
124 WTRG ESSENTIAL UTILS INC Utilities 30,908.0 $1.2M 0.05% +903.0 +3.0% $40.27 -6.9%
125 XLC SELECT SECTOR SPDR TR 11,215.0 $1.2M 0.05% +856.0 +8.3% $110.86 +4.7%
126 KOS KOSMOS ENERGY LTD Energy 438,950.0 $1.2M 0.05% +255K +138.6% $2.78 +5.4%
127 SCHD SCHWAB STRATEGIC TR 39,363.0 $1.2M 0.05% +2K +5.8% $30.68 +3.4%
128 BKNG BOOKING HOLDINGS INC Consumer Cyclical 285.0 $1.2M 0.05% +13.0 +4.8% $4210.32 -96.3%
129 SPXX NUVEEN S&P 500 DYNAMIC OVERW Financial Services 74,395.0 $1.2M 0.05% +64K +634.3% $16.07 +10.9%
130 VST VISTRA CORP Utilities 7,825.0 $1.2M 0.05% +3K +49.0% $150.33 -5.6%
131 TTD THE TRADE DESK INC Technology 51,717.0 $1.2M 0.05% +4K +7.5% $22.69 -10.0%
132 IEFA ISHARES TR 12,861.0 $1.2M 0.05% +537.0 +4.4% $90.53 +5.2%
133 JAAA JANUS DETROIT STR TR 22,966.0 $1.2M 0.05% +16K +217.4% $50.37 +0.5%
134 USB US BANCORP Financial Services 22,220.0 $1.2M 0.05% +361.0 +1.6% $52.01 +2.7%
135 KWEB KRANESHARES TRUST 39,807.0 $1.1M 0.05% +4K +10.0% $28.43 -0.9%
136 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 14,695.0 $1.1M 0.05% +2K +18.6% $76.16 +14.0%
137 USMV ISHARES TR 12,064.0 $1.1M 0.05% +243.0 +2.1% $92.74 +2.1%
138 GPIX GOLDMAN SACHS ETF TR 21,819.0 $1.1M 0.05% +128.0 +0.6% $50.04 +10.0%
139 RKT ROCKET COS INC Financial Services 76,121.0 $1.1M 0.05% +6K +8.5% $14.25 +0.2%
140 WES WESTERN MIDSTREAM PARTNERS L Energy 26,284.0 $1.1M 0.05% +2K +8.5% $41.17 +11.4%
Page 7 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%