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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 6 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JEPQ J P MORGAN EXCHANGE TRADED F 28,397.0 $1.6M 0.07% +1K +5.3% $55.52 +7.7%
102 IONQ IONQ INC Technology 54,065.0 $1.6M 0.07% +3K +5.6% $28.83 +99.3%
103 JEF JEFFERIES FINANCIAL GROUP IN Financial Services 36,550.0 $1.5M 0.07% +6K +20.2% $41.27 +28.3%
104 AVB AVALONBAY CMNTYS INC Real Estate 9,206.0 $1.5M 0.06% +593.0 +6.9% $163.34 +10.7%
105 MIAMI INTL HLDGS INC 38,512.0 $1.5M 0.06% +26K +199.9% $38.92
106 GRID FIRST TR EXCHANGE-TRADED FD 8,939.0 $1.5M 0.06% +4K +81.5% $163.58 +17.2%
107 CRWD CROWDSTRIKE HLDGS INC Technology 3,704.0 $1.4M 0.06% +33.0 +0.9% $390.41 +48.5%
108 SDCI USCF ETF TR 52,342.0 $1.4M 0.06% +552.0 +1.1% $27.24 +6.0%
109 VONG VANGUARD SCOTTSDALE FDS 12,992.0 $1.4M 0.06% +444.0 +3.5% $109.69 +16.7%
110 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 3,595.0 $1.4M 0.06% +1K +46.3% $391.76 +105.4%
111 XLV SELECT SECTOR SPDR TR 9,525.0 $1.4M 0.06% +600.0 +6.7% $146.60 -1.0%
112 IYW ISHARES TR 7,612.0 $1.4M 0.06% +269.0 +3.7% $181.42 +31.6%
113 MBB ISHARES TR 14,375.0 $1.4M 0.06% +1K +7.9% $94.95 -1.5%
114 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 2,181.0 $1.3M 0.06% +639.0 +41.4% $616.76 +6.9%
115 DOW DOW HLDGS INC Basic Materials 32,219.0 $1.3M 0.06% +4K +15.2% $41.65 -6.9%
116 XYL XYLEM INC Industrials 11,135.0 $1.3M 0.06% +2K +18.9% $119.50 -8.4%
117 VCIT VANGUARD SCOTTSDALE FDS 16,064.0 $1.3M 0.06% +2K +10.3% $82.75 -0.9%
118 BNDX VANGUARD CHARLOTTE FDS 27,285.0 $1.3M 0.06% +1K +5.4% $48.05 -1.0%
119 FICS FIRST TR EXCHANGE TRADED FD 33,166.0 $1.3M 0.06% +248.0 +0.8% $39.04 +2.2%
120 CARR CARRIER GLOBAL CORPORATION Industrials 22,960.0 $1.3M 0.06% +232.0 +1.0% $56.31 +14.8%
Page 6 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%