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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 15 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 INGERSOLL RAND INC 3,561.0 $285K 0.01% +310.0 +9.5% $80.12
282 RKLB ROCKET LAB CORP Industrials 4,401.0 $283K 0.01% +611.0 +16.1% $64.22 +94.3%
283 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 25,042.0 $281K 0.01% +6K +30.2% $11.23 +0.7%
284 BROOKFIELD ASSET MANAGMT LTD 6,191.0 $275K 0.01% +540.0 +9.6% $44.45
285 MAGS LISTED FDS TR 4,740.0 $275K 0.01% +190.0 +4.2% $57.94 +19.9%
286 MWA MUELLER WTR PRODS INC Industrials 9,975.0 $274K 0.01% +1K +11.1% $27.49 -7.2%
287 FEBW AIM ETF PRODUCTS TRUST 8,150.0 $273K 0.01% +2K +38.1% $33.48 +5.2%
288 COIN COINBASE GLOBAL INC Financial Services 1,535.0 $268K 0.01% +146.0 +10.5% $174.61 +8.5%
289 NXPI NXP SEMICONDUCTORS N V Technology 1,348.0 $265K 0.01% +7.0 +0.5% $196.86 +48.1%
290 EVEREST GROUP LTD 781.0 $255K 0.01% +56.0 +7.7% $326.85
291 SAP SAP SE Technology 1,485.0 $254K 0.01% +605.0 +68.8% $171.21 -1.0%
292 HYLB DBX ETF TR 6,953.0 $251K 0.01% +308.0 +4.6% $36.16 +0.4%
293 FELG FIDELITY COVINGTON TRUST 6,682.0 $251K 0.01% +300.0 +4.7% $37.49 +17.1%
294 FV FIRST TR EXCHANGE TRADED FD 4,132.0 $250K 0.01% +148.0 +3.7% $60.44 +15.2%
295 PML PIMCO MUN INCOME FD II Financial Services 32,546.0 $246K 0.01% +2K +5.6% $7.57 -2.8%
296 IXP ISHARES TR 2,132.0 $245K 0.01% +241.0 +12.7% $114.86 +7.7%
297 CAIE CALAMOS ETF TR 9,670.0 $243K 0.01% +670.0 +7.4% $25.14 +8.6%
298 VFH VANGUARD WORLD FD 2,009.0 $243K 0.01% +27.0 +1.4% $120.83 +4.9%
299 EEM ISHARES TR 4,263.0 $242K 0.01% +600.0 +16.4% $56.79 +14.4%
300 NZF NUVEEN MUN CR INCOME FD Financial Services 19,771.0 $241K 0.01% +3K +20.7% $12.18 +0.1%
Page 15 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%